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Browse by Year / 2002 / June / Thursday, June 20, 2002
[Federal Register: June 20, 2002 (Volume 67, Number 119)]
[Proposed Rules]               
[Page 42107-42170]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20jn02-36]                         


[[Page 42107]]

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Part II





Environmental Protection Agency





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40 CFR Part 63



National Emission Standards for Hazardous Air Pollutants for Refractory 
Products Manufacturing; Proposed Rule


[[Page 42108]]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 63

[FRL-7222-9]
RIN 2060-AG68

 
National Emission Standards for Hazardous Air Pollutants for 
Refractory Products Manufacturing

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: This action replaces Refractories Manufacturing with 
Refractory Products Manufacturing on the list of categories of major 
sources of hazardous air pollutants (HAP) published under section 
112(c) of the Clean Air Act (CAA) and on the source category schedule 
for national emission standards for hazardous air pollutants (NESHAP). 
This action also proposes NESHAP for new and existing refractory 
products manufacturing sources. The proposed rule would require all 
major sources to meet emission standards reflecting the application of 
maximum achievable control technology (MACT). The proposed rule would 
protect air quality and promote the public health by reducing emissions 
of several of the HAP listed in section 112(b)(1) of the CAA, including 
ethylene glycol, formaldehyde, hydrogen fluoride (HF), hydrochloric 
acid (HCl), methanol, phenol, and polycyclic organic matter (POM). 
Exposure to these substances has been demonstrated to cause adverse 
health effects such as irritation of the lung, skin, and mucous 
membranes, effects on the central nervous system, and damage to the 
liver, kidneys, and skeleton. The EPA has classified the HAP 
formaldehyde and POM as probable human carcinogens. We estimate that 
the proposed rule would reduce nationwide emissions of HAP from these 
facilities by as much as 120 megagrams per year (Mg/yr) (132 tons per 
year (tons/yr)).

DATES: Comments. Submit comments on or before August 19, 2002.
    Public Hearing. If anyone contacts the EPA requesting to speak at a 
public hearing by July 10, 2002, a public hearing will be held on July 
22, 2002.

ADDRESSES: Comments. By U.S. Postal Service, send comments (in 
duplicate, if possible) to: Air and Radiation Docket and Information 
Center (6102), Attention Docket Number A-2000-50, U.S. EPA, 1200 
Pennsylvania Avenue, NW., Washington, DC 20460. In person or by 
courier, deliver comments (in duplicate if possible) to: Air and 
Radiation Docket and Information Center (6102), Attention Docket Number 
A-2000-50, Room M-1500, U.S. EPA, 401 M Street, SW., Washington DC 
20460. The EPA requests that a separate copy of each public comment be 
sent to the contact person listed below (see FOR FURTHER INFORMATION 
CONTACT). Comments may also be submitted electronically by following 
the instructions provided in SUPPLEMENTARY INFORMATION.
    Public Hearing. If a public hearing is held, it will be held at 10 
a.m. at the EPA Office of Administration Auditorium, Research Triangle 
Park, North Carolina.
    Docket. Docket No. A-2000-50 contains supporting information used 
in developing the proposed standards. The docket is located at the U.S. 
EPA, 401 M Street, SW., Washington, DC 20460 in Room M-1500, Waterside 
Mall (ground floor), and may be inspected from 8:30 a.m. to 5:30 p.m., 
Monday through Friday, excluding legal holidays.

FOR FURTHER INFORMATION CONTACT: Susan Zapata, Minerals and Inorganic 
Chemicals Group, Emissions Standards Division (C504-05), U.S. EPA, 
Research Triangle Park, North Carolina 27711, telephone number (919) 
541-5167, electronic mail (e-mail) address: zapata.susan@epa.gov. For 
questions about the public hearing, contact Ms. Tanya Medley, Minerals 
and Inorganic Chemicals Group, Emission Standards Division (C504-05), 
U.S. EPA, Research Triangle Park, North Carolina 27711, telephone 
number (919) 541-5422, e-mail address: medley.tanya@epa.gov.

SUPPLEMENTARY INFORMATION: Comments. Comments and data may be submitted 
by e-mail to: a-and-r-docket@epa.gov. Electronic comments must be 
submitted as an ASCII file to avoid the use of special characters and 
encryption problems and will also be accepted on disks in 
WordPerfect. All comments and data submitted in electronic 
form must note the docket number: A-2000-50. No confidential business 
information (CBI) should be submitted by e-mail. Electronic comments 
may be filed online at many Federal Depository Libraries.
    Commenters wishing to submit proprietary information for 
consideration must clearly distinguish such information from other 
comments and clearly label it as CBI. Send submissions containing such 
proprietary information directly to the following address, and not to 
the public docket, to ensure that proprietary information is not 
inadvertently placed in the docket: Attention: Susan Zapata, c/o OAQPS 
Document Control Officer, C404-02, U.S. EPA, Research Triangle Park, NC 
27709. The EPA will disclose information identified as CBI only to the 
extent allowed by the procedures set forth in 40 CFR part 2. If no 
claim of confidentiality accompanies a submission when it is received 
by the EPA, the information may be made available to the public without 
further notice to the commenter.
    Public Hearing. Persons interested in presenting oral testimony or 
inquiring as to whether a hearing is to be held should contact Ms. 
Tanya Medley at least 2 days in advance of the public hearing. Persons 
interested in attending the public hearing must also call Ms. Medley to 
verify the time, date, and location of the hearing. The public hearing 
will provide interested parties the opportunity to present data, views, 
or arguments concerning these proposed emission standards.
    Docket. The docket is an organized and complete file of all the 
information considered by the EPA in the development of this 
rulemaking. The docket is a dynamic file because material is added 
throughout the rulemaking process. The docketing system is intended to 
allow members of the public and industries involved to readily identify 
and locate documents so that they can effectively participate in the 
rulemaking process. Along with the proposed and promulgated standards 
and their preambles, the contents of the docket, with certain 
exceptions, will serve as the record in the case of judicial review. 
(See section 307(d)(7)(A) of the CAA.) The regulatory text and other 
materials related to the proposed rulemaking are available for review 
in the docket or copies may be mailed on request from the Air Docket by 
calling (202) 260-7548. A reasonable fee may be charged for copying 
docket materials.
    World Wide Web (WWW). In addition to being available in the docket, 
an electronic copy of today's proposed rule will also be available on 
the WWW through the Technology Transfer Network (TTN). Following 
signature, a copy of the rule will be posted on the TTN's policy and 
guidance page for newly proposed or promulgated rules at http://
www.epa.gov/ttn/oarpg. The TTN provides information and technology 
exchange in various areas of air pollution control. If more information 
regarding the TTN is needed, call the TTN HELP line at (919) 541-5384.
    Regulated Entities. Categories and entities potentially regulated 
by this action include:

[[Page 42109]]



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                    Category                          SIC         NAICS                            Examples of regulated entities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Industrial......................................         3255       327124  Clay refractories manufacturing plants.
Industrial......................................         3297       327125  Nonclay refractories manufacturing plants.
--------------------------------------------------------------------------------------------------------------------------------------------------------

    This table is not intended to be exhaustive, but rather provides a 
guide for readers regarding entities likely to be regulated by this 
action. To determine whether your plant site is regulated by this 
action, you should examine the applicability criteria in Sec. 63.9782 
of the proposed rule. If you have any questions regarding the 
applicability of this action to a particular entity, consult the person 
listed in the preceding FOR FURTHER INFORMATION CONTACT section. 
Outline. The information presented in this preamble is organized as 
follows:

I. Background
    A. What is the source of authority for development of NESHAP?
    B. What criteria are used in the development of NESHAP?
    C. What is the history of the source category?
    D. What is refractory products manufacturing?
    E. What are the health effects of pollutants emitted from the 
Refractory Products Manufacturing source category?
II. Summary of the Proposed Rule
    A. What source category is affected by the proposed rule?
    B. What are the primary sources of emissions from major sources 
and what are the emissions?
    C. What are the affected sources?
    D. What are the emission limits?
    E. What are the operating limits?
    F. What are the work practice standards?
    G. What are the testing and initial compliance requirements for 
sources subject to emission limits?
    H. What are the initial compliance requirements for sources 
subject to a work practice standard?
    I. What are the continuous compliance requirements for sources 
subject to emission limits?
    J. What are the continuous compliance requirements for sources 
subject to a work practice standard?
    K. What are the notification, recordkeeping, and reporting 
requirements?
III. Rationale for Selecting the Proposed Standards
    A. How did we select the source category and any subcategories?
    B. How did we select the emission sources to be regulated?
    C. How did we define the affected sources?
    D. How did we determine the proposed standards for existing 
sources?
    E. How did we select the emission limits for new sources?
    F. How did we select the format of the standard?
    G. How did we select the testing and initial compliance 
requirements?
    H. How did we select the continuous compliance requirements?
    I. How did we select the notification, reporting, and 
recordkeeping requirements?
IV. Summary of Environmental, Energy and Economic Impacts
    A. What are the air quality impacts?
    B. What are the water and solid waste impacts?
    C. What are the energy impacts?
    D. What are the cost impacts?
    E. What are the economic impacts?
V. Administrative Requirements
    A. Executive Order 12866, Regulatory Planning and Review
    B. Executive Order 13132, Federalism
    C. Executive Order 13175, Consultation and Coordination with 
Indian Tribal Governments
    D. Executive Order 13045, Protection of Children from 
Environmental Health Risks and Safety Risks
    E. Executive Order 13211, Actions Concerning Regulations that 
Significantly Affect Energy Supply, Distribution, or Use
    F. Unfunded Mandates Reform Act of 1995
    G. Regulatory Flexibility Act (RFA), as Amended by the Small 
Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), 5 
U.S.C. 601 et seq.
    H. Paperwork Reduction Act
    I. National Technology Transfer and Advancement Act

I. Background

A. What Is the Source of Authority for Development of NESHAP?

    Section 112 of the CAA requires us to list categories and 
subcategories of major sources and area sources of HAP and to establish 
NESHAP for the listed source categories and subcategories. The category 
of major sources covered by today's proposed rule was listed as 
Chromium Refractories Production on July 16, 1992 (57 FR 31576). Major 
sources of HAP are those that have the potential to emit greater than 
10 tons/yr of any one HAP or 25 tons/yr of any combination of HAP.

B. What Criteria Are Used in the Development of NESHAP?

    Section 112 of the CAA requires that we establish NESHAP for the 
control of HAP from both new and existing major sources. The CAA 
requires the NESHAP to reflect the maximum degree of reduction in 
emissions of HAP that is achievable. This level of control is commonly 
referred to as the MACT.
    The MACT floor is the minimum control level allowed for NESHAP and 
is defined under section 112(d)(3) of the CAA. In essence, the MACT 
floor ensures that the standard is set at a level that assures that all 
major sources achieve the level of control at least as stringent as 
that already achieved by the better-controlled and lower-emitting 
sources in each source category or subcategory. For new sources, the 
MACT floor cannot be less stringent than the emission control that is 
achieved in practice by the best-controlled similar source. The MACT 
standards for existing sources can be less stringent than standards for 
new sources, but they cannot be less stringent than the average 
emission limitation achieved by the best-performing 12 percent of 
existing sources in the category or subcategory (or the best-performing 
five sources for categories or subcategories with fewer than 30 
sources).
    In developing MACT, we also consider control options that are more 
stringent than the floor. We may establish standards more stringent 
than the floor based on the consideration of cost of achieving the 
emissions reductions, any health and environmental impacts, and energy 
requirements.

C. What Is the History of the Source Category?

    We published an initial list of source categories on July 16, 1992 
(57 FR 31576). Chromium Refractories Production was included on the 
initial source category list as a major source category. After 
obtaining and analyzing information on HAP emissions from chromium 
refractories manufacturing plants, we determined that some facilities 
were major sources due to HAP emissions from the manufacturing of 
nonchromium refractories at these plants. Because the production of 
nonchromium refractories at those facilities would not be covered by 
other source categories on the current source category list, we decided 
to expand the scope of the chromium refractories production source 
category to include most manufacturers of refractory products.
    Section 112(c) of the CAA allows EPA to revise the source category 
list at any time. On November 18, 1999, we revised the source category 
name from Chromium Refractories Production to Refractories 
Manufacturing (64 FR 63025) to reflect the broadened scope of the 
source category. Today's action changes the source category name from 
Refractories Manufacturing to Refractory

[[Page 42110]]

Products Manufacturing on the source category list under section 112(c) 
of the CAA to further clarify the source category.

D. What Is Refractory Products Manufacturing?

    Refractory products are heat-resistant materials that provide the 
linings for high-temperature furnaces, reactors, and other processing 
units. They include, but are not limited to: Kiln furniture, crucibles, 
refractory ceramic fiber (RCF), and materials used as linings for 
boilers, kilns, and other processing units and equipment where extremes 
of temperature, corrosion, and abrasion would destroy other materials.
    Refractory products manufacturing facilities generally can be 
classified based on the different types of raw materials and process 
operations used. In the broadest sense, refractory products can be 
classified by raw materials as either clay refractories or nonclay 
refractories. Chromium refractories are a subset of nonclay refractory 
products. Classifications of refractory products by process operations 
include monolithics, resin-bonded refractories, pitch-impregnated 
refractories, pitch-bonded refractories, other formed refractories that 
use organic additives, RCF, and fused-cast refractories. Table 1 of 
this preamble contains abbreviated definitions of each of these 
classifications.

              Table 1.--Refractory Products Classifications
------------------------------------------------------------------------
        Classification             Product type         Description
------------------------------------------------------------------------
By raw material...............  Clay.............  Products that
                                                    contains at least 10
                                                    percent clay in the
                                                    raw material mix.
                                Nonclay..........  Products that contain
                                                    less than 10 percent
                                                    clay in the raw
                                                    material mix.
By process....................  Monolithics......  Products that consist
                                                    of a mixture of
                                                    granular refractory
                                                    raw materials that
                                                    have not been shaped
                                                    or formed.
                                Resin-bonded.....  Cured products that
                                                    are produced using a
                                                    phenolic resin or
                                                    other type of HAP-
                                                    forming resin as a
                                                    binder.
                                Pitch-impregnated  Fired products that
                                                    are subsequently
                                                    impregnated with
                                                    coal tar or
                                                    petroleum pitch.
                                Pitch-bonded.....  Cured products that
                                                    are produced using
                                                    coal tar or
                                                    petroleum pitch as a
                                                    binder.
                                Other formed       Dried or cured
                                 products that      products that are
                                 are produced       products that are
                                 using organic      produced using an
                                 additives.         organic binder other
                                                    than resins, coal
                                                    tar, or petroleum
                                                    pitch.
                                RCF..............  Spun or blown bulk
                                                    RCF and products
                                                    that consist
                                                    primarily of RCF.
                                Fused-cast.......  Products manufactured
                                                    by casting a molten
                                                    refractory raw
                                                    material mix into a
                                                    form.
------------------------------------------------------------------------

    There are approximately 167 domestic refractory products 
manufacturing plants currently in operation located in 30 States and 
Puerto Rico. In terms of the number of facilities, the leading States 
are Ohio (40 plants), Pennsylvania (28 plants), Illinois (13 plants), 
and Missouri (10 plants). Most of these facilities are not likely to be 
major sources of HAP.
    To produce most refractory products, raw materials are mixed, 
formed into shapes, dried or cured, then fired at high temperature in a 
kiln. The raw materials used in the refractory can be classified as 
either body materials or binders and additives. The body materials used 
in the industry are either raw or processed minerals, the most common 
of which are clays, silica, alumina, magnesium oxide, bauxite, silicon 
carbide, mullite, and graphite. The percentage of clay used in the 
mixture defines whether the product is a clay or nonclay refractory 
product.
    Binders are substances that are added to a granular material to 
give it workability and green or dry strength. Nonclay refractory 
products generally require binders, whereas clay refractories may not 
need binders due to the cohesive nature of clay and the presence of 
moisture in the clay. Binders can also serve as lubricants and can 
impart other properties to the final product. For example, in addition 
to acting as binders, phenolic resins and pitch also increase product 
lifetime and durability by adding carbon that remains in the refractory 
body after firing. Additives are used to facilitate processing and/or 
impart specific properties to the final product. The most widely used 
binders and additives are cement, water, silicates, inorganic acids, 
phenolic resins, pitch, and lignin compounds, such as calcium 
lignosulfonate.
    Clays and other raw minerals that are used as body materials in 
refractory products manufacturing require mechanical processing, such 
as grinding and screening, prior to their use. After processing, body 
materials, binders, and additives are proportioned and mixed. 
Monolithics typically require no further processing other than bagging 
or packaging for shipment. Other types of refractory products must be 
formed into shapes by pressing, extruding, molding, or casting. Next, 
the formed shapes generally are dried or cured at temperatures of 
90 deg. to 260 deg.C (200 deg. to 500 deg.F). Drying and curing are 
similar processes with respect to equipment design and operation; the 
primary difference between the two processes is that the function of 
drying is to reduce the free moisture content of the shapes, whereas 
curing activates the resin or binder in the shapes. The final step in 
the production of most refractory shapes is firing. Firing serves three 
primary functions: to reduce the number of pores in the refractory; to 
increase the density of the refractory; and to bond together the 
individual refractory grains into a strong, hard mass. Firing typically 
is performed in either tunnel kilns, which operate continuously, or in 
periodic kilns, which operate as a batch process. Most firing 
temperatures are in the range of 1090 deg. to 1540 deg.C (2000 deg. to 
2800 deg.F) and the entire firing cycle typically takes 24 to 36 hours. 
After firing, the shapes may be finished by grinding, cutting to 
specification, or other process; the shapes then are packaged for 
shipment.
    Some refractory products manufacturing facilities impregnate fired 
shapes with coal tar or petroleum pitch to add additional carbon to the 
body to increase the durability of the finished product. This process 
includes the simultaneous heating of pitch in a

[[Page 42111]]

pitch working tank and heating of fired shapes in a shape preheater to 
between 150 deg. and 260 deg.C (300 deg. and 500 deg.F); placing the 
shapes and pitch in a sealed vessel, typically called an autoclave; and 
applying pressure to force the pitch into the pores of the shapes. 
After impregnation, the shapes are cooled (defumed). For certain 
applications, the impregnated shapes undergo an additional process 
referred to as coking. In the coking process, the shapes are placed in 
a coking oven and heated under reducing conditions to drive off the 
volatile constituents (i.e., POM) of the pitch.
    To produce fused-cast refractories, raw materials are mixed and 
loaded into an electric arc furnace where the mixture is heated to a 
molten state. The molten material is then poured into molds and allowed 
to cool before any final cutting, grinding, or finishing operation.
    The production of RCF involves process steps that differ 
significantly from the steps used to produce formed refractory 
products. To manufacture RCF, alumina, silica, and calcined kaolin are 
mixed and fed into a melting furnace. As the molten material pours or 
drains from the furnace, it is fiberized into long, thin fibers by 
blowing or spinning. The fibers can then be chopped and shipped as bulk 
fibers, needled into fiber blankets, or cast into formed fiber 
products.
    Based on the available data, we have concluded that no existing 
facilities that produce fused-cast refractory products or RCF are major 
sources of HAP emissions. In addition, we have determined that none of 
the existing facilities that produce only monolithics are major HAP 
sources. Therefore, facilities that produce only these types of 
refractory products would not be regulated under today's rule as 
proposed.

E. What Are the Health Effects of Pollutants Emitted From the 
Refractory Products Manufacturing Source Category?

    The HAP that would be controlled by the proposed rule are 
associated with a variety of adverse health effects. These adverse 
health effects include chronic health disorders (e.g., irritation of 
the lung, skin, and mucous membranes, gastrointestinal effects, and 
damage to the kidneys and liver) and acute health disorders (e.g., 
respiratory irritation and central nervous system effects such as 
drowsiness, headache, and nausea). The EPA has classified two of the 
HAP (formaldehyde and POM) as probable human carcinogens.
    The EPA does not have the type of current detailed data on each of 
the facilities and the people living around the facilities covered by 
today's proposed rule for this source category that would be necessary 
to conduct an analysis to determine the actual population exposures to 
the HAP emitted from these facilities and the potential for resultant 
health effects. Therefore, EPA does not know the extent to which the 
adverse health effects described above occur in the populations 
surrounding these facilities. However, to the extent the adverse 
effects do occur, and this proposed rule reduces emissions, subsequent 
exposures would be reduced.
    Following is a discussion of the health effects of seven HAP: 
ethylene glycol, formaldehyde, HF, HCl, methanol, phenol, and POM. 
Although the proposed rule would reduce emissions of HF and HCl from 
any new kilns that emit these HAP, it would not reduce emissions of 
these HAP from existing sources. We estimate that emissions of methanol 
from existing sources would also not be reduced by today's proposed 
rule. However, methanol is a constituent of some resins used in resin-
bonded refractory production, and today's proposed rule would regulate 
methanol emissions from any affected source that began producing 
refractory products made with resins that contain methanol.
1. Ethylene Glycol
    Acute (short-term) exposure of humans to ethylene glycol by 
ingesting large quantities causes central nervous system depression 
(including drowsiness and respiratory failure), gastrointestinal upset, 
cardiopulmonary effects, and renal damage. The only effects noted in 
the one available study of humans acutely exposed to low levels of 
ethylene glycol by inhalation were throat and upper respiratory tract 
irritation. Rats and mice exposed chronically (long-term) to ethylene 
glycol in their diet exhibited signs of kidney toxicity and liver 
effects. No information is available on the reproductive or 
developmental effects of ethylene glycol in humans, but several studies 
of rodents have shown ethylene glycol to be fetotoxic. The EPA has not 
classified ethylene glycol for carcinogenicity.
2. Formaldehyde
    Both acute and chronic exposure to formaldehyde irritates the eyes, 
nose, and throat, and may cause coughing, chest pains, and bronchitis. 
Reproductive effects, such as menstrual disorders and pregnancy 
problems, have been reported in female workers exposed to formaldehyde. 
Limited human studies have reported an association between formaldehyde 
exposure and lung and nasopharyngeal cancer. Animal inhalation studies 
have reported an increased incidence of nasal squamous cell cancer. The 
EPA considers formaldehyde a probable human carcinogen (Group B2).
3. Hydrogen Fluoride
    Acute inhalation exposure to gaseous HF can cause severe 
respiratory damage in humans, including severe irritation and pulmonary 
edema. Chronic exposure to fluoride at low levels has a beneficial 
effect of dental cavity prevention and may also be useful for the 
treatment of osteoporosis. Exposure to higher levels of fluoride may 
cause dental fluorosis or mottling, while very high exposures through 
drinking water or air can result in crippling skeletal fluorosis. One 
study reported menstrual irregularities in women occupationally exposed 
to fluoride. The EPA has not classified HF for carcinogenicity.
4. Hydrogen Chloride
    Hydrogen chloride, also called hydrochloric acid, is corrosive to 
the eyes, skin, and mucous membranes. Acute inhalation exposure may 
cause eye, nose, and respiratory tract irritation and inflammation and 
pulmonary edema in humans. Chronic occupational exposure to HCl has 
been reported to cause gastritis, bronchitis, and dermatitis in 
workers. Prolonged exposure to low concentrations may also cause dental 
discoloration and erosion. No information is available on the 
reproductive or developmental effects of HCl in humans. In rats exposed 
to HCl by inhalation, altered estrus cycles have been reported in 
females, and increased fetal mortality and decreased fetal weight have 
been reported in offspring. The EPA has not classified HCl for 
carcinogenicity.
5. Methanol
    Acute or chronic exposure of humans to methanol by inhalation or 
ingestion may result in blurred vision, headache, dizziness, and 
nausea. No information is available on the reproductive, developmental, 
or carcinogenic effects of methanol in humans. Birth defects have been 
observed in the offspring of rats and mice exposed to methanol by 
inhalation. A methanol inhalation study using rhesus monkeys reported a 
decrease in the length of pregnancy and limited evidence of impaired 
learning ability in offspring. The EPA has not classified methanol with 
respect to carcinogenicity.

[[Page 42112]]

6. Phenol
    Acute inhalation and dermal exposure to phenol is highly irritating 
to the skin, eyes, and mucous membranes in humans. Oral exposure to 
small amounts of phenol may cause irregular breathing, muscular 
weakness and tremors, coma, and respiratory arrest at lethal 
concentrations. Anorexia, progressive weight loss, diarrhea, vertigo, 
salivation, and a dark coloration of the urine have been reported in 
chronically exposed humans. Gastrointestinal irritation and blood and 
liver effects have also been reported. No studies of developmental or 
reproductive effects of phenol in humans are available, but animal 
studies have reported reduced fetal body weights, growth retardation, 
and abnormal development in the offspring of animals exposed to phenol 
by the oral route. The EPA has classified phenol in Group D, not 
classifiable as to human carcinogenicity.
7. Polycyclic Organic Matter
    The term polycyclic organic matter defines a broad class of 
compounds that includes the polycyclic aromatic hydrocarbon compounds 
(PAH), of which benzo[a]pyrene is a member. Dermal exposures to 
mixtures of PAH cause skin disorders in humans and animals. No 
information is available on the reproductive or developmental effects 
of POM in humans, but animal studies have reported that oral exposure 
to benzo[a]pyrene causes reproductive and developmental effects. Human 
studies have reported an increase in lung cancer in humans exposed to 
POM-bearing mixtures including coke oven emissions, roofing tar 
emissions, and cigarette smoke. Animal studies have reported 
respiratory tract tumors from inhalation exposure to benzo[a]pyrene and 
forestomach tumors, leukemia, and lung tumors from oral exposure to 
benzo[a]pyrene. The EPA has classified seven PAH compounds 
(benzo[a]pyrene, benz[a]anthracene, chrysene, benzo[b]fluoranthene, 
benzo[k]fluoranthene, dibenz[a,h]anthracene, and indeno[1,2,3-
cd]pyrene) as Group B2, probable human carcinogens.

II. Summary of the Proposed Rule

A. What Source Category Is Affected by the Proposed Rule?

    Today's proposed rule would apply to the Refractory Products 
Manufacturing source category. This source category includes, but is 
not limited to, any facility that manufactures refractory bricks and 
shapes that are produced using an organic HAP compound, pitch-
impregnated refractory products, chromium refractory products, and 
fired clay refractory products. Fired refractory products are those 
that have undergone thermal processing in a kiln.

B. What Are the Primary Sources of Emissions From Major Sources and 
What Are the Emissions?

    At most refractory products manufacturing plants, the primary 
sources of HAP emissions are the thermal process units. Other sources 
of HAP emissions at these facilities are the raw material processing 
and handling equipment.
    Thermal process units can emit several HAP, as well as a number of 
criteria pollutants. The thermal process units that would be covered by 
the proposed rule are: Shape dryers, curing ovens, and kilns that are 
used to process resin-bonded, pitch-bonded, and other refractory 
products that are produced using an organic HAP compound; defumers, 
coking ovens, shape preheaters, and pitch working tanks associated with 
pitch-impregnated refractory production; kilns used to fire chromium 
refractory products; and kilns used to fire clay refractory products. 
The HAP emitted by a specific thermal process unit depend mostly on the 
raw materials, binders, and additives used. The criteria pollutants 
emitted by thermal process units include particulate matter (PM), 
sulfur dioxide (SO2), carbon monoxide (CO), nitrogen oxides 
(NOX), and volatile organic compounds (VOC). Depending on 
the type of resin or additive used, these materials can include phenol, 
methanol, ethylene glycol, POM, and other organic compounds. For resin-
bonded refractory production, the thermal process units are the curing 
ovens and kilns, which can emit phenol, formaldehyde, ethylene glycol, 
and methanol. For pitch-bonded refractory production, the thermal 
process units are the curing ovens and kilns. These sources all emit 
POM, which is the primary constituent of coal tar and petroleum pitch. 
For pitch-impregnated refractory production, the thermal process units 
are the coking ovens, defumers, pitch working tanks, and shape 
preheaters, which also emit POM. Kilns that are used to fire chromium 
refractory products emit particulate chromium and several other HAP 
metals. For clay refractory production, the fluorides and chlorides in 
the clay form HF and HCl, respectively, which are subsequently emitted 
from kilns during firing.

C. What Are the Affected Sources?

    Today's proposed rule would establish emission limitations 
(emission limits and operating limits) and work practice standards for 
several types of refractory products manufacturing sources. Table 2 of 
this preamble lists the affected sources that would be subject to the 
proposed rule.

    Table 2.--Sources That Would Be Affected by the Proposed Refractory
                       Products Manufacturing Rule
------------------------------------------------------------------------
        Refractory product type                  Affected sources
------------------------------------------------------------------------
Resin-bonded...........................  Existing and new curing ovens
                                          and kilns.
Pitch-bonded...........................  Existing and new curing ovens
                                          and kilns.
Pitch-impregnated......................  Existing and new shape
                                          preheaters, pitch working
                                          tanks, defumers, and coking
                                          ovens.
Other formed products that use organic   Existing and new shape dryers
 additives.                               and kilns used to process
                                          refractory shapes that are
                                          made using an organic HAP
                                          compound.
Chromium...............................  Existing and new kilns.
Clay...................................  Existing and new kilns.
------------------------------------------------------------------------

D. What Are the Emission Limits?

    Emission limits are numeric limits on the emissions from affected 
sources. Today's proposed rule would specify separate emission limits 
for affected sources of organic HAP, HF, and HCl.
1. Existing and New Thermal Process Sources of Organic HAP
    Today's proposed rule would establish emission limits for specified 
thermal process sources that emit organic HAP. Facilities that operate 
these types of sources could meet either of two types of emission 
limits: A specified minimum combustion efficiency of an add-on control 
device (i.e., a thermal oxidizer or a catalytic oxidizer); or a limit 
on the concentration

[[Page 42113]]

of total hydrocarbons (THC) in the emissions. The combustion efficiency 
option would apply only to sources that are controlled with a thermal 
or catalytic oxidizer for which the carbon dioxide (CO2) 
concentration at the outlet of the device is 3 percent or less. To 
comply with the combustion efficiency limit, you would be required to 
reduce emissions of CO and THC so that the average combustion 
efficiency is 99.8 percent or greater. If the outlet CO2 
concentration is more than 3 percent, or if you choose to comply with 
the THC emission concentration limit, you would be required to reduce 
emissions of THC at the outlet of the source or control device to 20 
parts per million by volume, dry basis (ppmvd), or less, corrected to 
18 percent oxygen (O2). The sources that would be subject to 
these organic HAP emission limits include new and existing shape 
dryers, curing ovens, kilns, coking ovens, and defumers. In addition, 
new shape preheaters would be subject to these same emission limits. 
You would also be required to meet the THC emission concentration limit 
if you operate an affected source that is not equipped with a thermal 
or catalytic oxidizer.
    For continuous process sources, the format of the combustion 
efficiency and THC emission limits would be a 3-hour block average. 
That is, the average combustion efficiency or THC concentration based 
on three 1-hour test runs would have to meet the emission limit of at 
least 99.8 percent combustion efficiency or no more than 20 ppmvd THC 
at 18 percent O2, whichever applies. For batch process 
sources, the format of the standard is the average of the highest 
rolling 3-hour averages for three test runs. In other words, you would 
have to calculate the rolling 3-hour average combustion efficiency of 
THC concentration for each 3-hour period of each test run. From each of 
the three test runs, you would select the highest rolling 3-hour 
average. You would then determine the average of those three highest 
rolling averages to determine if your source is in compliance with the 
emission limit.
2. New Clay Refractory Kilns
    If you own or operate an affected new clay refractory kiln, you 
would be required to meet emission limits for both HF and HCl. For 
affected tunnel kilns, you would have to meet an HF emission limit of 
0.001 kilogram per megagram (kg/Mg) (0.002 pound per ton (lb/ton)) of 
product or reduce HF emissions by at least 99.5 percent. You would also 
be required to meet an HCl emission limit of 0.0025 kg/Mg (0.005 lb/
ton) of product or reduce uncontrolled HCl emissions by at least 98 
percent. If you own or operate a new affected periodic kiln, you would 
be required to reduce HF emissions by at least 99.5 percent and HCl 
emissions by at least 98 percent.

E. What Are the Operating Limits?

    Operating limits are limits on operating parameters of process 
equipment or control devices. Today's proposed rule specifies process 
and control device operating limits for thermal process sources that 
emit organic HAP and clay refractory kilns. For each of these operating 
limits, you would be required to measure the appropriate operating 
parameters during the performance test and establish limits on the 
operating parameters based on those measurements. Following the 
performance test, you would be required to monitor those parameters and 
ensure that the established limits are not exceeded.
1. Existing and New Thermal Process Sources of Organic HAP
    For affected thermal process sources that discharge organic HAP, we 
would require operating limits on the organic HAP processing rate and 
the operating temperatures of your control devices. The operating limit 
on the organic HAP processing rate would require you to measure during 
the performance test the rate at which organic HAP are processed in an 
affected process unit. To determine the organic HAP processing rate, 
you would need data on the mass fractions of organic HAP in each resin, 
binder, or additive that contains an organic HAP. You could determine 
the mass fraction of organic HAP in a material using EPA Method 311, 
``Analysis of Hazardous Air Pollutant Compounds in Paints and Coatings 
by Direct Injection into a Gas Chromatograph.'' You could also use 
material safety data sheets (MSDS) or product labels to determine the 
mass faction of organic HAP in a substance.
    For continuous process units, the organic HAP processing rate would 
be measured in units of mass of organic HAP per unit time (e.g., pounds 
of HAP per hour) contained in the refractory products that undergo 
thermal processing. For batch process units, the organic HAP processing 
rate would be measured in units of mass of organic HAP per mass of 
refractory products that undergo thermal processing (e.g., pounds of 
organic HAP per ton of refractory product in the batch). Following the 
performance test, you would be required to monitor the organic HAP 
processing rate and ensure that the rate does not exceed the rate 
established during the performance test. If you decided to start 
production of a refractory product that is likely to have an organic 
HAP processing rate greater than the rate established during the most 
recent performance test, you would be required to conduct a new 
performance test for that product and establish a new operating limit 
for the organic HAP processing rate.
    For sources that are controlled with a thermal oxidizer, you would 
be required to monitor the combustion chamber temperature. For affected 
sources that are controlled with a catalytic oxidizer, you would be 
required to monitor the temperature at the inlet of the catalyst bed. 
You would also be required to maintain the catalyst according to 
manufacturer's specifications. For either type of control device, you 
would be required to measure and record the appropriate temperature 
during the performance test. Following the performance test, you would 
be required to monitor continuously the control device operating 
temperature and ensure that the 3-hour block average temperature does 
not fall below the corresponding temperature measured during the 
performance test minus 14 deg.C (25 deg.F).
2. New Clay Refractory Kilns
    If you have a new clay refractory kiln that is controlled with a 
dry lime injection fabric filter (DIFF) or a dry lime scrubber/fabric 
filter (DLS/FF), you would be required to monitor fabric filter inlet 
temperature and lime feed rate. During the performance test, you would 
be required to measure the fabric filter inlet temperature. Following 
the performance test, you would be required to continuously measure 
fabric filter inlet temperature and ensure that the temperature does 
not exceed the temperature established during the performance test plus 
14 deg.C (25 deg.F). During the performance test, you would also be 
required to measure the lime feed rate and subsequently ensure that the 
lime feed rate did not fall below the feed rate established during the 
performance test. You would also have to verify that lime is free-
flowing to the control system. In addition, you would be required to 
install a bag leak detection system, initiate corrective action within 
1 hour of a bag leak detection system alarm, and complete corrective 
actions according to your operation, maintenance, and monitoring (OM&M) 
plan. You would also have to operate and maintain the fabric filter 
such that the alarm is not engaged for more than 5 percent of the total 
operating time in a 6-month reporting period. In calculating this 
operating

[[Page 42114]]

time fraction, if inspection of the fabric filter demonstrates that no 
corrective action is required, no alarm time would be counted. If 
corrective action is required, each alarm would be counted as a minimum 
of 1 hour, and if you take longer than 1 hour to initiate corrective 
action, the alarm time would be counted as the actual amount of time 
taken to initiate corrective action.
    If you use a DLS/FF, you would also be required to measure the 
water injection rate during the performance test. Following the 
performance test, you would be required to maintain the water injection 
rate at least at the levels established during the performance test.
    If you use a wet scrubber (WS), you would be required to measure 
the pressure drop across the scrubber, liquid pH, and liquid flow rate 
during the performance test. Following the performance test, you would 
be required to ensure that the levels of these parameters did not fall 
below the corresponding levels established during the performance test.
3. All Affected Sources
    Under today's proposed rule, you would be required to prepare a 
written OM&M plan and keep the plan up to date for all affected 
sources. The plan would have to include procedures for the proper 
operation and maintenance of each affected source and its air pollution 
control device(s). The plan would also have to include procedures for 
monitoring and proper operation of monitoring systems to help assure 
both initial and continuous compliance with the emission limits, 
operating limits, and work practice standards.
    If you own or operate an affected source of organic HAP equipped 
with an alternative control device or technique not listed in the 
proposed rule, you would have to install a THC continuous emission 
monitoring system (CEMS) on the outlet of the control device or in the 
stack. You would also be required to comply with Performance 
Specification (PS) 8 of 40 CFR part 60, appendix B, and with Procedure 
1 of 40 CFR part 60, appendix F. If you own or operate an affected 
chromium refractory products kiln or clay refractory products kiln that 
is equipped with an alternative control device or technique not listed 
in the proposed rule, you would have to establish operating limits for 
the appropriate operating parameters subject to prior written approval 
by the Administrator as described in 40 CFR 63.8(f). You would be 
required to submit a request for approval of alternative monitoring 
procedures that includes a description of the alternative control 
device or technique, the type of monitoring device or procedure that 
would be used, the appropriate operating parameters that would be 
monitored, and the frequency that the operating parameter values would 
be determined and recorded. You would establish site-specific operating 
limits during your performance test based on the information included 
in the approved alternative monitoring procedures request. You would 
also be required to install, operate, and maintain the parameter 
monitoring system for the alternative control device or technique 
according to your OM&M plan. If the Administrator determines that 
parameter monitoring cannot assure continuous compliance, a CEMS may be 
required.
    If you use a control device or technique listed in the proposed 
rule, you could establish operating limits for alternative operating 
parameters subject to prior written approval by the Administrator on a 
case-by-case basis. You would be required to submit the application for 
approval of alternative operating parameters no later than the 
notification of the performance test. The application would have to 
include information justifying the request for alternative operating 
parameters (such as why using the alternative operating parameters is 
preferable to using the operating parameters in the proposed rule), a 
description of the proposed alternative control device operating 
parameters, the monitoring approach, the frequency of measuring and 
recording the alternative parameters, the averaging period for the 
operating limits, how the operating limits are to be calculated, and 
information documenting that the alternative operating parameters would 
provide equivalent or better assurance of compliance with the relevant 
emission limit. You would have to install, operate, and maintain the 
alternative parameter monitoring systems in accordance with the 
application approved by the Administrator.

F. What Are the Work Practice Standards?

    Today's proposed rule would establish work practice standards for 
existing shape preheaters that are used to produce pitch-impregnated 
refractory products, existing and new pitch working tanks that are used 
to produce pitch-impregnated refractory products, existing and new 
chromium refractory products kilns, and existing clay refractory 
products kilns.
    If you operate an affected existing shape preheater, you would be 
required to control emissions of POM from the shape preheater by one of 
three methods. Two of the methods entail removing the residual pitch 
from the surfaces of the baskets or containers that are used for 
holding refractory shapes in a shape preheater and autoclave. You would 
have to clean the basket surfaces at least every ten impregnation 
cycles. Alternatively, you could duct the exhaust from the shape 
preheater to a control device that meets the applicable emission limits 
for thermal process sources of organic HAP. If you choose to clean the 
basket surfaces, you would have two cleaning options. One basket 
cleaning option would be to remove residual pitch by abrasive blasting, 
provided that the emissions from the abrasive blasting operation are 
exhausted to a fabric filter. The other basket cleaning option would be 
to subject the baskets to a thermal process cycle that matches or 
exceeds the temperature and cycle time of the affected shape preheater 
and is ducted to a thermal or catalytic oxidizer that is comparable to 
the control device for your defumer or coking oven. For example, if the 
operating temperature and cycle time of your shape preheater are 
200 deg.C (400 deg.F) and 2 hours, respectively, you could ``clean'' 
the baskets by placing them in a shape dryer that operates at a 
temperature of 200 deg.C (400 deg.F) or higher for at least 2 hours and 
is exhausted to a thermal oxidizer that is comparable to your defumer 
thermal oxidizer. Subjecting the baskets to a thermal process with a 
cycle time and temperature equal to or greater than those of the shape 
preheater ensures that POM that would have been emitted from the shape 
preheater otherwise is controlled. If you choose to duct shape 
preheater emissions to a control device, you could duct the emissions 
to the coking oven control device, defumer control device, or to 
another thermal or catalytic oxidizer that is comparable to the coking 
oven or defumer controls and meets the applicable emission limits for 
thermal process sources of organic HAP.
    If you have an affected existing or new pitch working tank, you 
would be required to duct the exhaust from the tank to either the 
coking oven control device, the defumer control device, or an 
equivalent thermal or catalytic oxidizer. If you choose to exhaust the 
working tank emissions to an alternate thermal or catalytic oxidizer, 
the emissions from that control device would have to meet the 
applicable emission limits for thermal process sources of organic HAP.
    If you have an affected existing or new chromium refractory 
products kiln or an affected existing clay refractory products kiln, 
you would have to use

[[Page 42115]]

natural gas, or an equivalent fuel, as the kiln fuel.

G. What Are the Testing and Initial Compliance Requirements for Sources 
Subject to Emission Limits?

    Under today's proposed rule, you would be required to conduct an 
initial performance test on each affected source to demonstrate initial 
compliance with the emission limits. In accordance with 40 CFR 
63.7(a)(2), you would be required to conduct the test within 180 days 
after the compliance date using specified test methods.
1. Existing and New Thermal Process Sources of Organic HAP
    If you have an affected existing or new shape dryer, curing oven, 
kiln, coking oven, or defumer, or a new shape preheater, you would be 
required to measure emissions of THC in stack gases exhausted to the 
atmosphere using EPA Method 25A, ``Determination of Total Gaseous 
Organic Concentration Using a Flame Ionization Analyzer.'' If you 
choose to comply with the THC concentration limit of 20 ppmvd corrected 
to 18 percent O2, you would also have to measure the oxygen 
concentration of the stack gas using EPA Method 3A, ``Determination of 
Oxygen and Carbon Dioxide Concentrations in Emissions From Stationary 
Sources (Instrumental Analyzer Procedure).'' The oxygen concentration 
data are needed for correcting the measured THC concentration to 18 
percent O2. The performance test would consist of at least 
three 1-hour test runs, and you would be required to measure and record 
the stack gas concentrations of THC and oxygen every minute.
    If the affected source is controlled with a thermal or catalytic 
oxidizer, and the outlet CO2 concentration is 3 percent or 
less, you could elect to comply with the combustion efficiency limit. 
If you choose to comply with the combustion efficiency limit, you would 
be required to measure emissions of CO using EPA Method 10, 
``Determination of Carbon Monoxide Emissions From Stationary Sources,'' 
and CO2 using EPA Method 3A, in addition to measuring THC. 
The performance test would consist of at least three 1-hour test runs, 
and you would be required to measure and record the stack gas 
concentrations of THC, CO, and CO2 every minute.
    If your source is a continuous process, you would determine 
compliance with the emission limit by first determining the hourly 
average concentrations for each pollutant and diluent (i.e., THC and 
O2 for the THC limit, or CO2, CO, and THC for the 
combustion efficiency limit) as the numeric average of the 1-minute 
concentrations for each test run. Each test run must last at least 1 
hour. The minimum number of 1-minute concentration measurements needed 
for each hour of testing would be 50. You would then calculate the 
average concentrations for each pollutant as the mean of the three 
hourly concentrations for that pollutant. To be in compliance with the 
combustion efficiency limit, the average of three 1-hour average 
combustion efficiencies for the test would have to be 99.8 percent or 
greater.
    The test methods and conditions for meeting the combustion 
efficiency limit for a continuous process also apply if your source 
operates as a batch process. You would also be required to measure 
emissions for three test runs. However, for batch processes, each test 
run would have to be conducted over all or part of separate batch 
cycles.
    You would be required to test throughout three complete batch 
cycles unless you developed an emissions profile for the duration of 
the batch cycle, or met certain conditions for terminating a 
performance test run before completion of the batch cycle. If you 
choose to develop an emissions profile, you would be required initially 
to sample THC emissions throughout a complete batch cycle, regardless 
of whether you were complying with the THC limit or the combustion 
efficiency limit. You would be required to determine the hourly average 
concentrations of THC, corrected to 18 percent O2, for each 
hour of the batch cycle. Based on the average hourly THC 
concentrations, you would identify the 4-hour period of peak emissions. 
That is, the period of 4 consecutive hours when THC concentrations are 
highest. During the two subsequent test runs, you would not be required 
to sample emissions outside that 4-hour period of peak THC emissions. 
To be in compliance with the THC emission limit, the average of the 
highest rolling 3-hour average THC concentrations corrected to 18 
percent O2 during the period of peak emissions for the three 
test runs would have to be 20 ppmvd or less. Likewise, to be in 
compliance with the combustion efficiency limit, the average of the 
highest rolling 3-hour average combustion efficiencies during the 
period of peak emissions for the three test runs would have to be 99.8 
percent or greater. During subsequent performance tests, you would have 
to complete at least three test runs, but you would only have to test 
during the 4-hour period of peak emissions during each run.
    If you choose not to develop an emissions profile, you could 
terminate testing before the completion of a batch cycle if you met 
certain conditions. For each of three test runs, you would have to 
begin testing at the start of the batch cycle and continue testing for 
at least 3 hours beyond the point in time when the process reaches peak 
operating temperature. You could stop testing for that run at that time 
if you could show that THC concentrations are not increasing over the 
3-hour period since process peak temperature was reached; at least 1 
hour has passed since any reduction in the operating temperature of the 
control device (thermal or catalytic oxidizer); and either the average 
THC concentration at the inlet to the control device for the previous 
hour has not exceeded 20 ppmvd, corrected to 18 percent O2, 
or your source met the emission limit during each of the previous 3 
hours after the process reached peak temperature. For example, if you 
were testing to show compliance with the THC limit, and the hourly THC 
concentrations after peak process temperature was reached were 12 ppm, 
12 ppm, and 11 ppm, respectively, you could stop that test run. 
However, if the hourly THC concentrations for those 3 hours were 12 
ppm, 14 ppm, and 16 ppm, respectively, you could not stop testing 
because THC concentrations would still be increasing. You would have to 
satisfy these testing procedures for the remaining two test runs during 
two other batch cycles.
    For both continuous process and batch process performance tests, 
you would be required to conduct performance tests on affected thermal 
process sources under the conditions that would result in the highest 
levels of organic HAP emissions expected to occur for that affected 
source. You would determine these ``worst-case'' conditions by taking 
into account the organic HAP processing rate, the process operating 
temperatures, and the processing times. The organic HAP processing rate 
is the rate at which the mass of organic HAP materials contained in 
refractory shapes are processed in an affected thermal process source. 
For continuous process units, the organic HAP processing rate would be 
measured in units of mass of organic HAP processed per hour (e.g., 
pounds of phenol per hour). For example, if a continuous curing oven is 
curing 2 tons per hour (4,000 lbs/hr) of resin-bonded refractory 
shapes, the refractory mix contains 5 percent resin, and the resin 
contains 10 percent phenol, the organic HAP processing rate (for 
phenol) is:

4,000 lbs/hr  x  \5/100\  x  \10/100\ = 20 lbs/hr.


[[Page 42116]]


    For batch processes, the organic HAP processing rate would be 
measured in units of mass of organic HAP processed per batch cycle 
(e.g., pounds of phenol per batch). The organic HAP processing rate 
would be determined based on the amount or percentage of organic HAP in 
the raw material mix and the weight of the shapes processed. You would 
be required to record the total weight and cycle time of each batch. 
For example, if you operate a batch process coking oven, and the oven 
is loaded with 20 tons (40,000 lbs) of pitch-impregnated refractories 
that contain 6 percent pitch, the organic HAP processing rate (for POM) 
is:

40,000 lbs/batch  x  \6/100\ = 2,400 lbs/batch.

    If you decided to start production of a refractory product that is 
likely to have an organic HAP processing rate greater than the rate 
established during the most recent performance test, you would be 
required to conduct a new performance test for that product and 
establish a new operating limit for the organic HAP processing rate. 
You would also have to conduct a new performance test on an affected 
uncontrolled kiln following any process changes that are likely to 
increase kiln emissions. For example, if the kiln followed a curing 
oven, and you shortened the curing oven cycle time significantly, you 
would have to repeat the performance test on the kiln because the 
shorter curing time could result in a decrease in organic HAP emissions 
from the curing oven and an increase in organic HAP emissions from the 
kiln.
    If the affected source is controlled with a thermal oxidizer, you 
would be required to measure the thermal oxidizer combustion chamber 
temperature continuously and record the temperature at least every 15 
minutes during the performance test. If the affected source is 
controlled with a catalytic oxidizer, you would be required to measure 
the temperature at the inlet of the catalyst bed continuously and 
record the temperature at least every 15 minutes during the performance 
test. You would also be required to measure and record the process 
operating temperature of the affected source at least once every hour.
    If the source is a batch process and is controlled with a thermal 
or catalytic oxidizer, you could reduce the operating temperature of 
the control device or shut the control device off under the following 
conditions: (1) At least 3 hours have passed since the process unit 
reached its maximum temperature; (2) the applicable emission limit (THC 
concentration or combustion efficiency) has been met during each of the 
three 1-hour periods since the process reached peak temperature; (3) 
emissions of THC have not increased during the 3-hour period since 
maximum process temperature was reached; and (4) either the average THC 
concentration at the inlet to the oxidizer has not exceeded 20 ppmvd, 
corrected to 18 percent O2, for at least 1 hour, or the 
applicable emission limit has been met during each of the four 15-
minute periods immediately following the oxidizer temperature 
reduction. In other words, if you measure THC emissions at the inlet to 
the oxidizer and the data show that the THC concentration corrected to 
18 percent O2 has remained 20 ppmvd or lower for at least 1 
hour, you could shut off the oxidizer at the end of the third hour 
following the process reaching temperature. Alternatively, you could 
continue measuring emissions at the oxidizer outlet for another hour 
beyond the 3-hour period that follows the peak process temperature. If 
the outlet emissions met the THC or combustion efficiency limit for 
four straight 15-minute periods, you could shut off the oxidizer after 
the fourth 15-minute period (i.e., at the end of the fourth hour since 
the process reached peak operating temperature). If the applicable 
emission limit has not been met during any of the four 15-minute 
periods immediately following the oxidizer temperature reduction, you 
would have to return the oxidizer to its normal operating temperature 
as soon as possible and maintain that temperature for at least 1 hour. 
You would be required to repeat this procedure (i.e., measure emissions 
for at least 1 hour and return the control device to normal temperature 
if the emission limit was not met) until the source meets the 
applicable emission limit for at least 1 hour.
    If you elect to shut off or reduce the temperature of a thermal or 
catalytic oxidizer by satisfying these conditions, you could use the 
results from the performance test to establish the time at which an 
oxidizer could be shut off (or temperature reduced) during the 
production of other refractory products that use organic HAP. For any 
such product, you would be required to operate the oxidizer at a 
temperature at least as high as that established during the performance 
test, minus 16 deg.C (25 deg.F), from the start of the batch cycle 
until 3 hours have passed since the process reached its peak 
temperature. You would have to maintain that oxidizer temperature for 
the same length of time beyond the process peak temperature as during 
the performance test. For example, if, during the performance test, an 
affected curing oven reached peak temperature at 12 hours into the 
cycle, and you satisfied all of the conditions for shutting off the 
thermal oxidizer at hour 16 of the cycle (i.e., 4 hours after the 
curing oven reached peak temperature), you could shut off the thermal 
oxidizer 4 hours after reaching the curing oven peak temperature for 
any other affected product that is cured in that curing oven. This 
provision would apply to curing cycles of any duration; regardless of 
the total cycle time, you would have to operate the thermal oxidizer 
for at least 4 hours beyond the time at which the process reaches peak 
temperature.
    If you control emissions from an affected curing oven, shape dryer, 
kiln, defumer, coking oven, shape preheater, or pitch working tank 
using process modifications or an add-on control device other than a 
thermal or catalytic oxidizer, you would be required to install a THC 
CEMS. You would also be required to satisfy the requirements of PS-8 of 
40 CFR part 60, appendix B.
2. New Clay Refractory Kilns
    For each new kiln that manufactures clay refractory products, you 
would be required to measure emissions of HF and HCl. You would measure 
HF and HCl emissions using EPA Method 26A, ``Determination of Hydrogen 
Halide and Halogen Emissions from Stationary Sources-Isokinetic 
Method.'' You would be required to conduct the tests for HF and HCl 
while the affected kiln is operating at the maximum production level 
likely to occur. Each test run would have to be at least 1 hour in 
duration.
    If you have an affected continuous clay refractory kiln, you would 
determine initial compliance with the production-based mass emission 
limits for HF and HCl by calculating the mass emissions per unit of 
production for each test run using the mass emission rates of HF and 
HCl and the production rate (on a fired-product basis) measured during 
your performance test. For HF, mass emissions per unit of production 
would have to be less than or equal to 0.001 kg/Mg (0.002 lb/ton). For 
HCl, mass emissions per unit of production would have to be less than 
or equal to 0.0025 kg/Mg (0.005 lb/ton). To determine initial 
compliance with any of the percent reduction emission limits, you would 
calculate the percent reduction of the specific HAP (HF or HCl) 
entering and exiting the control device for each test run using the 
mass emission rates measured during your performance test. The percent 
of HF reduced would have to be 99.5 percent

[[Page 42117]]

or greater, and the percent of HCl reduced would have to be 98 percent 
or greater.
    If you have an affected batch process clay refractory kiln, you 
would have to comply with the percent reduction limit. You would be 
required to test throughout three complete batch cycles unless you 
developed an emissions profile. If you choose to develop an emissions 
profile, you would be required to sample HF and HCl emissions 
throughout one complete batch cycle. Based on the average hourly HF 
percent reduction for each hour of the cycle, you would identify the 
period of 3 consecutive hours over which HF emissions are highest. 
During all subsequent test runs, you would not have to sample emissions 
outside that 3-hour period of peak HF emissions.
    For both continuous and batch process kilns, you would be required 
to measure and record the average uncalcined clay processing rate for 
each test run. For continuous kilns, the uncalcined clay processing 
rate would be measured as the weight of uncalcined clay processed 
divided by the duration of the test run (e.g., tons per hour). For 
batch process kilns, the uncalcined clay processing rate would be the 
weight of uncalcined clay processed per batch cycle (e.g., tons per 
batch).
    If you have an affected clay refractory kiln that is controlled 
with a DIFF or a DLS/FF, you would be required to measure the fabric 
filter inlet temperature at least every 15 minutes. You would also be 
required to measure and record the lime feed rate at least hourly and 
verify that lime is free-flowing to the control system.
    If you have an affected clay refractory kiln that is controlled 
with a DLS/FF, you would be required to measure the water injection 
rate at least every 15 minutes during the performance test. If you use 
a wet scrubber, you would be required to measure the pressure drop 
across the scrubber, liquid pH, and liquid flow rate at least every 15 
minutes during the performance test.
3. All Affected Sources
    In addition to the procedures previously described, you would be 
required to follow the procedures specified in EPA Methods 1 to 4 of 
appendix A of 40 CFR part 60, where applicable. You would perform 
Method 1, ``Sample and Velocity Traverses for Stationary Sources,'' (or 
Method 1A) to select the locations of sampling points and the number of 
traverse points. You would perform Method 2, ``Determination of Stack 
Gas Velocity and Volumetric Flow Rate (Type S Pitot Tube),'' (or Method 
2A, 2C, 2D, 2F, or 2G) to determine gas velocity and volumetric flow 
rate. You would perform Method 3, ``Gas Analysis for the Determination 
of Dry Molecular Weight,'' (or Method 3A or 3B) to determine the 
exhaust gas molecular weight. You would perform Method 4, 
``Determination of Moisture Content in Stack Gases,'' to measure the 
moisture content of the exhaust gas.
    Prior to the initial performance test, you would be required to 
install the continuous parameter monitoring system (CPMS) that you 
would need for demonstrating continuous compliance. During the 
performance test, you would use the CPMS to establish the operating 
limits (e.g., minimum thermal oxidizer combustion chamber temperature).

H. What Are the Initial Compliance Requirements for Sources Subject to 
a Work Practice Standard?

    If you own or operate an affected existing shape preheater, an 
existing pitch working tank, or a new pitch working tank, you would be 
required to select a method for complying with the work practice 
standard and provide a description of that method as part of your 
initial notification, as required by 40 CFR 63.9(b)(2) of the General 
Provisions. For affected shape preheaters, if you choose to comply with 
the work practice standard by removing pitch from basket or container 
surfaces, you would have to describe the method of removal. If you 
choose to comply by subjecting the baskets or containers to a thermal 
process cycle, you would have to describe the process, the process unit 
operating temperature, the process cycle time, and the emission control 
system used on the process unit into which the baskets or containers 
are placed. If you choose to comply by capturing and ducting emissions 
from the shape preheater to a control device, you would have to 
describe the design (e.g., thermal oxidizer combustion chamber 
temperature and residence time) and operation of that control device.
    For affected existing or new pitch working tanks, you would have to 
describe in your initial notification the design (e.g., thermal 
oxidizer combustion chamber temperature and residence time) and 
operation of the control device to which the emissions from the working 
tank are exhausted. You would also have to verify that the control 
device is the same as, or is at least equivalent to, the control device 
that is used to control organic HAP emissions from an affected defumer 
or coking oven.
    For affected new or existing chromium refractory products kilns and 
for existing clay refractory products kilns, you would have to indicate 
in your initial notification the type of fuel used in those kilns.

I. What Are the Continuous Compliance Requirements for Sources Subject 
to Emission Limits?

    Under today's proposed rule, you would be required to demonstrate 
continuous compliance with each emission limitation that applies to 
you. You would be required to follow the requirements in your OM&M plan 
and in your startup, shutdown, and malfunction plan (SSMP) and document 
conformance with both plans. For each affected source equipped with an 
add-on air pollution control device (APCD), you would be required to 
operate and maintain an emission capture and control system, inspect 
each system at least once each calendar year, and record the results of 
each inspection. You would be required to install, operate, and 
maintain each required CPMS to monitor the operating parameters 
established during your initial performance test. The CPMS would have 
to collect data at least every 15 minutes, and you would need to record 
at least one data point during three of the four 15-minute periods per 
hour to have a valid hour of data. You would have to collect all data 
while the process is operational. You would have to operate the CPMS at 
all times when the process is operating. You would also have to conduct 
proper maintenance of the CPMS (including inspections, calibrations, 
and validation checks) and maintain an inventory of necessary parts for 
routine repairs of the CPMS. Using the 15-minute block average recorded 
readings, you would calculate and record the average hourly values of 
each operating parameter. You would also be required to repeat any 
required performance tests at least every 5 years.
1. Existing and New Thermal Process Sources of Organic HAP
    For each affected source, you would have to monitor and maintain 
the organic HAP processing rate below the level established during the 
performance test. You would also be required to record the process 
operating temperature hourly. For batch process sources, you would be 
required to record cycle times for each batch cycle. The start of a 
cycle would coincide with the heating of the process unit, and the 
cycle would end when the process unit is opened for removal of the 
refractory products. If you decided to start production of a refractory 
product that is likely to have an organic HAP processing rate greater 
than the rate

[[Page 42118]]

established during the most recent performance test, you would be 
required to conduct a new performance test for that product and 
establish a new operating limit for the organic HAP processing rate.
    For affected continuous sources that are controlled with a thermal 
oxidizer, you would be required to maintain the 3-hour block average 
combustion chamber temperature at or above the combustion chamber 
temperature established during the performance test minus 14 deg.C 
(25 deg.F). For affected continuous sources that are controlled with a 
catalytic oxidizer, you would be required to maintain the 3-hour block 
average temperature at the inlet of the catalyst bed at or above the 
corresponding temperature established during the most recent 
performance test minus 14 deg.C (25 deg.F).
    For affected batch process sources that are controlled with a 
thermal oxidizer, you would be required to maintain the average hourly 
combustion chamber temperature at or above the combustion chamber 
temperature established during the performance test minus 14 deg.C 
(25 deg.F). If you met the conditions for reducing the operating 
temperature of the thermal oxidizer during the performance test and 
either reduced the temperature or shut off the oxidizer, as specified 
in item 13 of Table 4 of the proposed rule, you could likewise reduce 
the temperature of the oxidizer during other process cycles. That is, 
from the start of the cycle until 3 hours after the process unit 
reaches peak temperature, you would have to maintain the hourly 
combustion chamber temperature established during the performance test 
for the corresponding period. If you were able to shut off the oxidizer 
after this 3-hour period during the performance test, you could 
likewise shut off the oxidizer for the remainder of the process cycle 
following this 3-hour period after peak temperature is reached, 
regardless of the cycle duration. For affected batch process sources 
that are controlled with a catalytic oxidizer, the requirements would 
be the same as described in the previous paragraph for thermal 
oxidizers, except that you would have to maintain the temperature at 
the inlet of the catalyst bed at or above the corresponding 
temperature, minus 16 deg.C (25 deg.F), established during the 
performance test. For any affected source controlled with a catalytic 
oxidizer, you would also be required to maintain the catalyst according 
to manufacturer's specifications.
    To document compliance with these operating limits for thermal or 
catalytic oxidizers, you would be required to measure and record the 
specified average hourly temperatures. You would also be required to 
report any average hourly control device operating temperature below 
the corresponding temperature measured during the most recent 
performance test minus 14 deg.C (25 deg.F). In such cases, you would be 
required to promptly initiate and complete corrective actions in 
accordance with your OM&M plan following an hourly average control 
device operating temperature that is below the corresponding minimum 
temperature established during the performance test minus 14 deg.C 
(25 deg.F).
    If you control emissions from an affected curing oven, shape dryer, 
kiln, defumer, coking oven, shape preheater, or pitch working tank 
using process modifications or an add-on control device other than a 
thermal or catalytic oxidizer, you would demonstrate continuous 
compliance by operating a THC CEMS in accordance with Procedure 1 of 40 
CFR part 60, appendix F.
2. New Clay Refractory Kilns
    For new clay refractory kilns that are controlled with a DIFF or 
DLS/FF, you would have to continuously maintain the 3-hour block 
average temperature at the fabric filter inlet at or below the average 
temperature, plus 14 deg.C (25 deg.F), established during your 
performance test. You would have to maintain free-flowing lime in the 
feed hopper or silo at all times. You can verify that lime is free-
flowing by a visual check or by means of the output of a load cell, 
carrier gas/lime flow indicator, carrier gas pressure drop measurement 
system, or other system. If the lime is found not to be free-flowing, 
you would have to promptly initiate and complete corrective actions. 
You would also have to maintain the lime feeder setting at or above the 
level established during your performance test and record the feeder 
setting once each day. You would have to initiate corrective action 
within 1 hour of a bag leak detection system alarm and complete 
corrective actions according to your OM&M plan. You would also have to 
operate and maintain the fabric filter such that the alarm is not 
engaged for more than 5 percent of the total operating time in any 6-
month reporting period. In calculating this operating time fraction, if 
inspection of the fabric filter demonstrates that no corrective action 
is required, no alarm time would be counted. If corrective action is 
required, each alarm would be counted as a minimum of 1 hour, and if 
you take longer than 1 hour to initiate corrective action, the alarm 
time would be counted as the actual amount of time taken to initiate 
corrective action.
    Additionally, for a DLS/FF, you would have to continuously maintain 
the 3-hour block average water injection rate at or above the minimum 
value established during your performance test. For kilns that are 
controlled with a wet scrubber, you would have to continuously maintain 
the 3-hour block average scrubber pressure drop, scrubber liquid pH, 
scrubber liquid flow rate, and chemical addition rate (if applicable) 
at or above the minimum values established during your performance 
test.
    Finally, you would be required to record the uncalcined clay 
processing rate for all affected kilns. For continuous kilns, the 
uncalcined clay processing rate would be recorded in units of mass per 
unit time (e.g., pounds of uncalcined clay per hour). For batch process 
kilns, you would record the uncalcined clay processing rate in units of 
mass per batch cycle (e.g., pounds of uncalcined clay per batch).

J. What Are the Continuous Compliance Requirements for Sources Subject 
to a Work Practice Standard?

    If you have an affected existing shape preheater, an existing pitch 
working tank, or a new pitch working tank, you would be required to 
perform the appropriate work practice and document that you are 
complying with the work practice standard in your Notification of 
Compliance Status, as required by 40 CFR 63.9 of the General 
Provisions. For affected shape preheaters, you would have three work 
practice options: mechanically remove pitch from the basket or 
container surfaces, subject the baskets or containers to a thermal 
process cycle, or capture and duct emissions from the shape preheater 
to a control device. The control device would have to be the same 
device that controls emissions from an affected defumer or coking oven, 
or a device that is comparable to the control device used for 
controlling emissions from an affected defumer or coking oven. That 
control device also would have to meet the applicable emission limits 
for thermal process sources of organic HAP.
    For affected pitch working tanks, you would have to capture and 
duct emissions from the affected storage tank to a control device that 
controls an affected defumer or coking oven, or is comparable to the 
control device used for controlling emissions from an affected defumer 
or coking oven. If you choose to exhaust emissions from either a shape 
preheater or working tank to a control device other than those used to

[[Page 42119]]

control defumer or coking oven emissions, you must satisfy for those 
control devices the same monitoring requirements and operating limits 
as for affected defumer and coking oven control devices.
    For affected new or existing chromium refractory products kilns and 
for existing clay refractory products kilns, you would have to use 
natural gas, or equivalent, as the kiln fuel and document the type of 
fuel used.

K. What Are the Notification, Recordkeeping, and Reporting 
Requirements?

    If you have an affected refractory products manufacturing source, 
you would be required to submit initial notifications, notifications of 
performance tests, and notifications of compliance status by the 
specified dates in the proposed rule, which may vary depending on 
whether the affected source is new or existing. In addition to the 
information specified in 40 CFR 63.9(h)(2)(i) of the General 
Provisions, you would also be required to include the following in your 
Notification of Compliance Status: (1) The operating limit parameter 
values established for each affected source (with supporting 
documentation) and a description of the procedure used to establish the 
values; (2) design information and analysis (with supporting 
documentation) demonstrating conformance with requirements for capture 
and collection systems; (3) your OM&M plan; (4) your SSMP; and (5) 
descriptions of the methods you use to comply with any applicable work 
practice standards.
    You would have to submit semiannual compliance reports containing 
statements and information concerning emission limitation deviations, 
out of control CPMS, and periods of startup, shutdown, or malfunction 
(SSM) when actions consistent with the approved SSMP were taken. If 
there were no deviations from the emission limits, operating limits, or 
work practice standards during the reporting period, you would only be 
required to include a statement in your semiannual compliance report 
that there were no deviations. If there were deviations from the 
emission limits, operating limits, or work practice standards during a 
reporting period, you would be required to submit the information 
required in today's proposed rule in your semiannual compliance report. 
If you have any SSM's during the reporting period, and you take actions 
consistent with your SSMP, your compliance report would have to include 
the information specified in 40 CFR 63.10(d)(5)(i). In addition, if you 
undertake an action that is inconsistent with your approved SSMP, you 
would then be required to submit an SSM report within 2 working days of 
starting such action and within 7 working days of ending such action.
    For all affected sources, you would have to maintain records for at 
least 5 years from the date on which the data are recorded. You would 
have to keep the records onsite for at least the first 2 years, but 
could store the records offsite for the remaining 3 years. You would be 
required to keep a copy of each notification and report along with 
supporting documentation. You would also be required to keep records 
related to the following: (1) Records of SSM; (2) records of 
performance tests; (3) records used in the development of any emissions 
profile; (4) records to show continuous compliance with each emission 
limitation and work practice standard that applies to you; (5) records 
of each operating limit deviation, including a description of the cause 
of the deviation and the corrective action taken; (6) records of 
production rate and organic HAP processing rate, if applicable; (7) 
records for any approved alternative monitoring or test procedures; (8) 
records for each CPMS; and (9) current copies of your SSMP and OM&M 
plan, including any revisions, with records documenting conformance. 
The records for CPMS would include records of the applicable operating 
limits and monitoring data required in today's proposed rule to 
demonstrate continuous compliance.

III. Rationale for Selecting the Proposed Standards

A. How Did We Select the Source Category and Any Subcategories?

    Section 112(d)(1) of the CAA allows EPA to distinguish among 
classes, types, and sizes of sources within a category or subcategory 
in establishing emission standards. Section 112(d)(1) allows us to 
define subsets of similar emission sources within a source category if 
differences in emission characteristics, processes, control device use, 
or opportunities for pollution prevention exist within the source 
category. As a result of our analyses of data on process and emission 
characteristics, we identified four subcategories of the Refractory 
Products Manufacturing source category: the manufacture of refractory 
products that are made using an organic HAP compound, pitch-impregnated 
refractory products manufacturing, chromium refractory products 
manufacturing, and clay refractory products manufacturing. We 
distinguished between these subcategories because either the HAP 
emissions or the affected sources differ significantly among them.
    The subcategory that encompasses the production of refractories 
that use organic HAP includes resin-bonded refractory curing ovens and 
kilns and pitch-bonded refractory curing ovens and kilns. A few 
facilities use organic HAP other than resins and pitch as binders or 
additives; the shape dryers and kilns used to process refractories that 
contain those binders and additives would also be included in this 
subcategory. The shape dryers and curing ovens that are included in 
this subcategory are similar with respect to function, operating 
temperature, and processing time. Likewise, the kilns that are included 
in this subcategory are similar in terms of design and operation. 
Although the HAP emitted from these sources may differ, the sources all 
emit organic HAP which typically are controlled using the same types of 
control devices: thermal and catalytic oxidizers. For these reasons, we 
concluded that there is justification to cover these thermal process 
sources in a single subcategory. For the purposes of establishing MACT 
floors, we classified the affected sources within this subcategory into 
two groups: shape dryers and curing ovens are covered in one group, and 
kilns comprise the other group of affected sources in this subcategory.
    The affected sources that are included under the subcategory for 
pitch-impregnated refractory production include shape preheaters, 
defumers, coking ovens, and the pitch working tanks used for temporary 
storage of pitch during the impregnation and defuming processes. These 
sources emit organic HAP (specifically, POM) and are controlled with 
thermal and catalytic oxidizers. Pitch-impregnated refractory sources 
differ in design and operation from the thermal process sources used 
for manufacturing resin-bonded, pitch-bonded, and other refractory 
products covered by the previous subcategory. Therefore, we concluded 
that a separate subcategory is warranted for pitch-impregnated 
refractory sources.
    The raw materials used for producing chromium refractory products 
include chromium in one of two forms: chromium oxide or chromite. 
Chromium oxide is a processed compound that is relatively pure and 
contains chromium in the trivalent form. Chromite is naturally 
occurring chromium ore and contains up to approximately 60 percent 
chromium oxide. Because chromium refractory kilns emit chromium 
compounds and chromium refractory products are not

[[Page 42120]]

made using organic HAP compounds, we decided to establish a separate 
subcategory for chromium refractory kilns.
    For clay refractory production, the primary HAP source is the kiln. 
Clay refractory kilns do not differ significantly in design from the 
kilns used to produce resin-bonded and pitch-bonded refractory 
products. However, organic binders and additives typically are not used 
in the production of clay refractories. The primary HAP emitted by clay 
refractory kilns are HF and HCl. In addition, devices that are 
effective in controlling HF and HCl emissions would not be used to 
control organic HAP emissions. Therefore, clay refractory kilns 
comprise a separate subcategory under the proposed rule for refractory 
products manufacturing.
    Several refractory products plants produce nonclay refractories 
that do not contain organic HAP. For these plants, and plants that 
produce only monolithics, HAP emissions consist of small amounts of HAP 
metals that are released from raw material processing operations. These 
facilities are all area sources that emit much less than 10 tons/yr of 
any single HAP and 25 tons/yr of total HAP, and the HAP sources at 
these plants generally are well controlled. Because the Refractory 
Products Manufacturing source category was listed for major sources and 
not for area sources, we decided against including these facilities 
within the scope of the proposed rule.
    We considered regulating sources of fine mineral fibers associated 
with the production of RCF. However, we determined that none of the 
existing RCF manufacturing facilities are major sources, and it is 
unlikely that any new sources would be constructed that would be major 
sources of HAP. The RCF industry is not expected to grow significantly, 
and, if new sources were constructed, they most likely would be well 
controlled because it would not be economical to allow RCF product to 
be emitted in any significant quantities.
    We also considered regulating fused-cast refractory products 
manufacturing sources. However, we decided against regulating these 
facilities. There are only two fused-cast refractory facilities 
currently operating, and both are well controlled. Emissions of HAP 
from these facilities are much less than 10 tons/yr for any single HAP 
and 25 tons/yr of total HAP, and no new facilities or growth is 
expected in this sector of the refractories industry.

B. How Did We Select the Emission Sources To Be Regulated?

    The primary sources of HAP emissions at most refractory products 
manufacturing plants are the thermal process units. Thermal process 
units emit the organic constituents of the raw materials, binders, and 
additives that comprise refractory product formulations. Several of the 
organic constituents of binders and additives used in the refractory 
industry are HAP. Many resins contain phenol and formaldehyde, and some 
resins also contain methanol and ethylene glycol. The available test 
data for resin-bonded refractory sources indicate that approximately 15 
percent of the free phenol, 40 percent of the formaldehyde, 100 percent 
of the methanol, and 14 percent of the ethylene glycol contained in the 
resin are emitted from thermal process sources. Based on these 
percentages, we estimate that several existing facilities that use 
organic binders and additives to produce refractory products are 
potential major sources for at least one of these organic HAP. For this 
reason, we decided that regulation of organic HAP from existing and new 
shape dryers, curing ovens, and kilns is warranted.
    Coal tar and petroleum pitch used in the production of pitch-bonded 
and pitch-impregnated refractory products consist of POM. The available 
emission data on pitch-impregnated refractory production indicate that 
40 to 45 percent of the pitch is volatilized and emitted from thermal 
process units. Based on these data, several facilities that produce 
pitch-impregnated or pitch-bonded refractory products are potential 
major sources of POM emissions. For this reason, we decided that it is 
necessary to regulate existing and new pitch-bonded and pitch-
impregnated refractory products thermal process units, the sources of 
POM emissions.
    The source category Chromium Refractories Production was included 
on the initial source category list based on an Agency screening study 
conducted in 1985. As part of that study, tests were performed on a 
chromium refractory kiln. At the temperature encountered in the kiln 
(1540 deg.C (2800 deg.F)), hexavalent chromium, which is a known human 
carcinogen, was formed and emitted to the atmosphere as PM. The 1985 
study recommended that fabric filters (baghouses) be installed on kilns 
used to fire chromium refractories to capture the PM emissions from the 
kiln outlets at the ten plants that produced chromium refractories at 
that time. Currently, one major source in the refractory products 
source category produces chromium refractory products.
    At the temperatures encountered in clay refractory kilns, naturally 
occurring fluorides and chlorides found in raw clays are released to 
the atmosphere as HF and HCl. We estimate that some existing clay 
refractory manufacturing facilities are major sources due to HF 
emissions from their kilns, and at least one of those facilities could 
also be a major source of HCl due to kiln emissions. Because kilns are 
the only clay refractory products sources that emit HF and HCl and are 
located at major source facilities, we decided to limit the scope of 
the proposed rule to kilns for the clay refractory products 
subcategory.

C. How Did We Define the Affected Sources?

    Affected source means the collection of equipment and processes in 
the source category or subcategory to which the emission limitations 
and other regulatory requirements apply. The affected source may be the 
same collection of equipment and processes as the source category or it 
may be a subset of the source category. For each rule, we must decide 
which individual pieces of equipment and processes warrant separate 
standards in the context of the CAA section 112 requirements and the 
industry operating practices.
    Most refractory products manufacturing facilities are characterized 
by numerous diverse and complex operations. Many of the process units 
at typical refractories plants are not sources of HAP emissions. For 
this reason, rather than define the affected sources as the plants 
themselves, we decided to define the affected sources in terms of the 
specific process units that emit HAP and are associated with the 
production of specific types of refractory products. These product 
types include resin-bonded, pitch-bonded, and other refractory products 
that use organic HAP; pitch-impregnated refractory products; chromium 
refractory products; and clay refractory products. The affected 
sources, which are listed in Table 2 of this preamble, include shape 
dryers and curing ovens, kilns, shape preheaters, pitch working tanks, 
defumers, and coking ovens.

[[Page 42121]]

D. How Did We Determine the Proposed Standards for Existing Sources?

1. How Did We Determine the MACT Floor for Existing Sources?
    Section 112(d)(3) of the CAA specifies that each MACT standard be 
at least as stringent as the floor for the sources in the relevant 
source category or subcategory. It further specifies that we set 
standards for existing sources that are no less stringent than the 
average emission limitation achieved by the best-performing 12 percent 
of existing sources (for which the Administrator has emissions 
information) where there are 30 or more sources in the category or 
subcategory. For source categories with less than 30 sources, the CAA 
requires that the floor be based on the average emission limitation 
achieved by the best-performing five sources. Our interpretation of the 
``average emission limitation'' is that it is a measure of central 
tendency, such as the arithmetic average or the mean. If the median is 
used when there are at least 30 sources, then the emission level 
achievable by the source and its control device that is at the bottom 
of the top 6 percent of the best-performing sources (i.e., the 94th 
percentile) represents the MACT floor control level. For source 
categories or subcategories with less than 30 sources, we interpret the 
MACT floor level to correspond to the median of the best-performing 
five sources. Finally, in determining the pool of sources from which 
the floors are determined, we consider only those facilities that are 
major HAP sources or synthetic area HAP sources (i.e., those that would 
be major HAP sources in the absence of any emission controls currently 
in place). The MACT floors for each subcategory identified during 
development of the proposed rule are based on these interpretations.
    The affected existing thermal process units that emit organic HAP 
include shape dryers, curing ovens, kilns, coking ovens, defumers, 
shape preheaters, and pitch working tanks. To rank these sources in 
terms of their performance in controlling organic HAP emissions, we 
needed uncontrolled and controlled emissions data for each source type. 
Because of the limited emissions data available for organic HAP 
sources, it is not possible to rank the sources based on actual 
emissions reductions. An alternative approach to using actual emissions 
data is to rank sources based on the likely performance level of the 
control devices in place. The MACT floor technology can then be 
selected as the control device(s) matching the 94th percentile unit, or 
for subcategories with less than 30 sources, the median of the best-
performing five sources. We used this approach to determine the MACT 
floors for organic HAP emissions from thermal process units.
    Among the refractory products thermal process sources that are 
currently controlled for organic emissions, the majority are controlled 
with thermal oxidizers. The other controlled sources are equipped with 
catalytic oxidizers. Thermal oxidizer performance levels are largely a 
function of three parameters: combustion chamber temperature, residence 
time of the gases in the combustion chamber, and the degree of mixing 
of the gases in the combustion chamber. Therefore, performance level 
rankings should take these parameters into consideration. Based on the 
available design and operating data, we were unable to evaluate the 
subject thermal oxidizers in terms of their degree of mixing. 
Therefore, we based our rankings of thermal oxidizers on combustion 
chamber temperature and residence time only, using the Arrhenius 
equation, which relates the amount of an organic compound remaining 
after combustion for a specific period of time at a specified 
temperature.
    We were not able to compare quantitatively the performance of 
catalytic oxidizers to that of thermal oxidizers. The Arrhenius 
equation does not apply to catalytic oxidizers and we were not able to 
identify a comparable method for evaluating catalytic oxidizer 
performance based on design. Catalytic oxidizer performance is largely 
a function of the space velocity and the temperatures at the inlet and 
outlet of the catalyst bed. Space velocity is the reciprocal of the 
residence time in the catalyst bed and is defined as the flow rate of 
the gas entering the catalyst bed divided by the volume of the catalyst 
bed. For the catalytic oxidizers currently in operation at refractory 
products manufacturing plants, we were able to obtain data on catalyst 
bed inlet and outlet temperatures, but could not obtain space velocity 
data. For these reasons, our ranking of catalytic oxidizers for today's 
proposed rule is largely qualitative.
    Before ranking sources according to control technology, we also 
differentiated between the various types of thermal process sources 
that would be affected by today's proposed rule. We grouped shape 
dryers and curing ovens because they are similar in terms of function, 
design, and operating parameters. The initial thermal processing step 
in the production of refractory shapes is drying or curing. Shape 
dryers and curing ovens, which are used to form temporary bonds between 
refractory body material grains, typically operate between 90 deg. and 
260 deg.C (200 deg. and 500 deg.F). Although there are large variations 
among plants, cycle times for shape dryers and curing ovens generally 
are in the range of 5 to 20 hours. Based on the data submitted to us in 
1998 in response to our information collection requests sent to 
refractory products manufacturers, there are a total of 35 shape dryers 
and curing ovens that are used to produce resin-bonded, pitch-bonded, 
or other refractory products that use organic HAP; and are located at 
facilities that are major or synthetic area sources of organic HAP. 
Emissions from 21 of the shape dryers and curing ovens are controlled: 
16 are controlled with thermal oxidizers, and 5 are controlled with 
catalytic oxidizers. The median of the best-performing 12 percent of 
these sources (i.e., the 94th percentile) is controlled with a thermal 
oxidizer that is designed for a 0.64-second residence time at 815 deg.C 
(1500 deg.F). Therefore, this control device represents the MACT floor 
for existing shape dryers and curing ovens.
    Data from the wood products industry indicate that the performance 
of catalytic oxidizers with catalyst bed outlet temperatures of 
430 deg. to 480 deg.C (800 deg. to 900 deg.F) is comparable to the 
performance of thermal oxidizers designed for a residence time of 
approximately 0.5 seconds and combustion chamber temperatures of 
820 deg. to 870 deg.C (1500 deg. to 1600 deg.F). Two of the five 
catalytic oxidizers used in the refractory products industry to control 
curing oven emissions operate with catalyst bed outlet temperatures of 
approximately 450 deg.C (850 deg.). Therefore, we concluded that these 
two controls are comparable to the MACT floor control level for shape 
dryers and curing ovens. We concluded that the other three catalytic 
oxidizers, which operate with bed outlet temperatures of approximately 
370 deg.C (700 deg.F), are much less effective in controlling organic 
emissions than the MACT floor level of control for this group of 
sources.
    Following the drying or curing, refractory shapes typically are 
fired in kilns, which operate at peak temperatures in the range of 
1090 deg. to 1540 deg.C (2000 deg. to 2800 deg.F). We estimated that 
there are 26 kilns that are used to produce resin-bonded, pitch-bonded, 
or other refractory products that contain organic HAP and are located 
at facilities that are major or synthetic area sources of organic HAP. 
Nine of these kilns are controlled, all with thermal oxidizers. Because 
there are less than 30 sources in this group, the MACT floor for this

[[Page 42122]]

group of sources corresponds to the median of the best-performing five 
sources, which is a kiln controlled with a thermal oxidizer designed 
for a 0.41-second residence time at 760 deg.C (1400 deg.F).
    In the pitch-impregnated refractory process, fired refractory 
shapes initially are heated in a shape preheater, which typically 
operates at temperatures of 150 deg. to 260 deg.C (300 deg. to 
500 deg.F). Of the seven shape preheaters located at four pitch-
impregnated refractory manufacturing facilities that are major or 
synthetic area sources of organic HAP, two are controlled with thermal 
oxidizers and the other five are not equipped with add-on controls. All 
four of the facilities periodically clean the deposits of pitch on the 
holding baskets or containers by abrasive blasting. Cleaning is done on 
an as-needed basis, but a typical cleaning frequency is once every ten 
cycles. Of the two controlled preheaters, both are ducted to the 
thermal oxidizers that are used to control defumer emissions. The MACT 
floor for this group of sources is based on the median of the best-
performing five sources, which corresponds to periodic basket/container 
cleaning (i.e., every ten cycles).
    As the shapes are heated in the shape preheater, pitch is 
transferred to a pitch working tank, which heats the pitch to between 
150 deg. and 260 deg.C (300 deg. and 500 deg.F) prior to the pitch 
being transferred to the autoclave. There are a total of four pitch 
working tanks that are located at facilities that produce pitch-
impregnated refractories and are major or synthetic area sources of 
organic HAP. One of these working tanks is uncontrolled. The other 
three pitch working tanks are ducted to thermal oxidizers that are used 
to control defumer emissions. The thermal oxidizers operate only during 
the impregnation-defuming process. As a result, the oxidizers provide 
periodic, rather than continuous, control of working tank emissions. 
Because there are less than 30 existing sources in this group, the MACT 
floor control for existing pitch working tanks is based on the median 
of the best-controlled five sources, which corresponds to periodic 
control of tank emissions by means of a thermal oxidizer.
    After the shapes are impregnated with pitch, they are defumed. 
Defuming takes place either in the autoclave or in a separate defumer. 
If the defuming step occurs in the autoclave, the autoclave serves as 
the defumer. There are five defumers located at facilities that are 
major or synthetic area sources of organic HAP; four are controlled 
with thermal oxidizers, and one is controlled with a catalytic 
oxidizer. The MACT floor for these sources corresponds to the median of 
the best-performing five sources, which a defumer controlled with a 
thermal oxidizer that is designed for a 0.52-second residence time at 
790 deg.C (1450 deg.F). Based on the data from the wood products 
industry, which was discussed previously in this preamble, we concluded 
that the catalytic unit, which is designed for a catalyst bed outlet 
temperature 450 deg.C (845 deg.F) would be comparable to the floor 
level of control for existing defumers.
    After defuming, the impregnated shapes may undergo an additional 
process referred to as coking. In the coking process, the shapes are 
placed in a coking oven and heated to between 540 deg. and 870 deg.C 
(1000 deg. and 1600 deg.F) under reducing conditions to drive off the 
volatile constituents (i.e., POM) of the pitch. Our data indicate that 
there are six coking ovens located at facilities that are major or 
synthetic area sources of organic HAP. All six of the coking ovens are 
controlled with thermal oxidizers. Because there are less than 30 
existing sources, the MACT floor for these sources corresponds to the 
median of the best-performing five sources, which is a coking oven 
controlled with a thermal oxidizer that is designed for a 1.0-second 
residence time at 915 deg.C (1680 deg.F).
    The HAP emitted from chromium refractory products kilns include 
hexavalent chromium, other chromium compounds, and other nonvolatile 
HAP metals. Because these HAP are emitted in the form of PM, we 
considered establishing an emission standard in the format of a PM 
emission limit. However, none of the 32 chromium refractory products 
kilns currently in operation are equipped with add-on APCD that have 
been demonstrated to reduce HAP metal emissions that occur in the 
particulate form. Hence, considering only add-on APCD, the MACT floor, 
as defined in section 112 of the Clean Air Act, for existing chromium 
refractory kilns would not reduce emissions of chromium or other 
nonvolatile HAP metals.
    In addition to add-on APCD, we considered other possible MACT 
floors for existing chromium refractory products kilns, such as the use 
of low-HAP raw materials or fuels, that would reduce emissions of 
chromium or other nonvolatile HAP metals.
    Emissions of chromium and other nonvolatile HAP metals from kilns 
can originate with the raw materials and the kiln fuel. Consequently, 
we considered nonchromium raw materials as a potential MACT floor for 
chromium refractory kilns. Chromium greatly enhances the ability of 
refractory linings to withstand high temperatures and corrosive 
environments; where those conditions exist, there is no reliable raw 
material substitute for chromium. Therefore, we concluded that there 
are no substitutes for chromium oxide or chromite in chromium 
refractory products, and raw material substitution is not a feasible 
component of the MACT floor for existing chromium refractory products 
kilns.
    We considered the use of low-HAP fuels as the basis for a MACT 
floor standard for existing chromium refractory products kilns. With 
the exception of natural gas, the fuels that are commonly used to fire 
industrial kilns and furnaces (e.g., fuel oil and coal) contain HAP 
metals, which are subsequently emitted when those fuels are burned. 
Because fuels can contribute to emissions of chromium and other HAP 
metals from kilns, a MACT floor for existing chromium refractory 
products kilns could be based on fuel type. Although a few area source 
refractory manufacturing plants use fuel oil in kilns, our data 
indicate that all of the six facilities that produce fired chromium 
refractories, including the one major source in our source category 
that produces chromium refractory products, use natural gas to fuel the 
kilns that fire chromium refractories. Because natural gas does not 
contain HAP metals and, therefore, does not contribute to HAP metal 
emissions, the use of natural gas or other equivalent clean fuel is a 
feasible MACT floor for existing chromium refractory products kilns. 
Having eliminated add-on APCD and raw material substitution as options 
for a MACT floor for this subcategory, we concluded that the use of 
natural gas or other such clean fuel is the MACT floor for existing 
chromium refractory kilns. Under an emission limitation (in this case, 
a work practice standard) based on this floor, you would not be 
permitted to fire existing chromium refractory products kilns with 
coal, fuel oil, waste oil, or other fuels that contain HAP metals.
    For clay refractory products kilns, the HAP to be regulated are HF 
and HCl. There are a total of 100 clay refractory products kilns, six 
of which are located at facilities that are major or synthetic area 
sources. However, none of these clay refractory kilns are equipped with 
add-on APCD that have been demonstrated to reduce emissions of HF or 
HCl. Therefore, considering only add-on APCD, the MACT floor for 
existing clay refractory kilns would not reduce emissions of HF or HCl. 
In addition to add-on APCD, we considered other possible MACT floors 
for existing clay

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refractory products kilns, such as the use of low-HAP raw materials or 
fuels, that would reduce emissions of HF or HCl. Because HF and HCl 
emissions from clay refractory kilns are largely a function of the 
primary raw material (i.e., fire clay), we considered raw material 
substitution with fire clays that have low concentrations of fluorides 
and chlorides as a possible floor for existing clay refractory kilns. 
The available data indicate that the fluoride and chloride contents of 
many clays can vary significantly, even within the same deposit. There 
are no available data that indicate that any of the fire clay deposits 
that are used by major and synthetic area source facilities are 
uniformly low in fluorides and chlorides. Furthermore, the procurement 
of low-fluoride or low-chloride clays as a measure for controlling 
emissions is not practiced in the refractory products industry.
    We also considered pre-calcined clay as a possible floor for clay 
refractory kilns. Calcining of fire clay prior to incorporating the 
clay into a refractory shape drives off the HF and HCl that otherwise 
would be emitted from a kiln when firing clay refractory products. 
However, none of the 25 facilities that produce fired clay refractories 
currently use pre-calcined clay for clay refractory production as a 
means of reducing emissions of HF or HCl. Therefore, substitution of 
raw clay with calcined clay cannot be considered the MACT floor 
technology for existing clay refractory products manufacturers. 
Therefore, we concluded that raw material substitution is not a 
feasible MACT floor for existing clay refractory products kilns.
    We also considered the use of low-HAP fuels as the basis for a MACT 
floor standard for existing clay refractory products kilns. Certain 
fuels, waste-derived fuels in particular, may contribute to emissions 
of HF or HCl when burned. In addition, the fuels that are commonly used 
to fire some industrial kilns and furnaces (e.g., fuel oil and coal) 
contain HAP metals, which are subsequently emitted when those fuels are 
burned. Because fuels can contribute to HAP emissions from kilns, a 
MACT floor for existing clay refractory products kilns could be based 
on fuel type. Although a few area source facilities use fuel oil to 
fire their refractory kilns, our data indicate that all clay refractory 
products manufacturers use natural gas to fuel the kilns that fire clay 
refractories. Because natural gas does not contribute to emissions of 
HF, HCl, or HAP metals, the use of natural gas, or other equivalent 
clean fuel, is a feasible MACT floor for existing clay refractory 
products kilns. Having eliminated add-on APCD and raw material 
substitution as options for a MACT floor for this subcategory, we 
concluded that the use of natural gas or other such clean fuel is the 
MACT floor for existing clay refractory kilns. An emission limitation 
(in this case, a work practice standard) based on this floor would 
prohibit the use of coal, fuel oil, waste oil, or equivalent fuels to 
fire existing clay refractory products kilns.
2. How Did We Select the Emission Limits for Existing Sources?
    Section 112(d)(3) of the CAA specifies that each MACT standard be 
at least as stringent as the floor for the sources in the relevant 
source category or subcategory. Consequently, the MACT floor represents 
the minimum level of control that can be used in establishing emission 
limits for existing sources subject to NESHAP. After identifying the 
emission limits that correspond to the MACT floors for existing 
sources, we consider regulatory alternatives that are more stringent 
than the MACT floor levels. Regulatory alternatives are emission 
control options, process changes, and other methods for reducing HAP 
emissions other than those defined by the MACT floor. The selected 
regulatory alternative may be more stringent than the MACT floor, but 
the control level must be achievable and reasonable in the 
Administrator's judgement considering cost, non-air quality health and 
environmental impacts, and energy requirements. The objective in 
considering these beyond-the-floor control options is to achieve the 
maximum degree of emissions reductions without imposing unreasonable 
impacts (section 112(d)(2)of the CAA).
    Today's proposed rule would establish emission limits for organic 
HAP emitted from affected existing thermal process sources. These 
emission limits would apply to the following affected sources: shape 
dryers, curing ovens and kilns used to produce refractory products that 
contain organic HAP, and pitch-impregnated refractory products defumers 
and coking ovens. The emission limits would be presented in two 
alternate formats: a THC emission concentration and combustion 
efficiency of certain types of add-on control devices.
    Today's proposed rule would establish a THC emission limit as a 
surrogate for organic HAP emitted from affected thermal process 
sources. Affected thermal process sources include shape dryers, curing 
ovens, and kilns that are used to produce resin-bonded or pitch-bonded 
refractory products; coking ovens and defumers that are used to produce 
pitch-impregnated refractory products; and other shape dryers and kilns 
that process refractory shapes that use organic HAP that is emitted 
during the drying or firing processes.
    To determine an appropriate THC concentration limit for refractory 
products thermal process sources that are controlled at the MACT floor 
level, we reviewed the available emission test data for the refractory 
products manufacturing industry. Although we have no THC data on 
sources controlled at the MACT floor control levels, we have data on 
two sources with thermal oxidizers that we estimate are more effective 
in controlling organic emissions than the MACT floor level, and four 
sources with thermal oxidizers that we estimate are less effective in 
controlling organic emissions than the MACT floor level. Both of the 
sources with controls that are more effective than the MACT floor level 
easily achieved THC emission concentrations of less than 20 ppmvd, 
corrected to 18 percent O2. In addition, one of the four 
sources with controls that are less effective than the floor level 
achieved a THC emission concentration of less than 20 ppmvd. The THC 
emission concentrations for the remaining three sources were at least 
30 ppmvd. Based on these data, we concluded that a THC emission limit 
of 20 ppmvd is appropriate and representative of the emission level 
that the MACT floor controls can achieve. This emission limit also is 
consistent with other NESHAP and new source performance standards 
(NSPS) for industries that commonly use thermal or catalytic oxidizers 
for control of organic HAP emissions. Examples include 40 CFR part 60, 
subparts DDD, III, and NNN; and 40 CFR part 63, subparts DD, YY, GGG, 
HHH, JJJ, MMM, and PPP.
    We reviewed the available emission test data to determine if it 
were possible to establish a THC emission concentration limit that 
would be more stringent than the MACT floor for existing shape dryers, 
curing ovens, kilns, defumers, and coking ovens. However, the available 
data indicate that there are no other control devices in use that would 
perform better than the MACT floor level thermal oxidizers for these 
sources. We also considered establishing an emission limit based on the 
estimated level of control that would be achieved by thermal oxidizers 
that operate at higher temperatures and/or longer residence time than 
do the MACT floor level thermal oxidizers. However, we concluded that 
the

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available data do not show that these thermal oxidizers would achieve 
better control of organic HAP than do the MACT floor level thermal 
oxidizers. Therefore, we decided against establishing a THC emission 
concentration limit that was more stringent than the MACT floor level 
of control for existing shape dryers, curing ovens, kilns, defumers, 
and coking ovens.
    Combustion efficiency of a thermal oxidizer is a function of the 
concentrations of CO2, CO, and THC in the exhaust stream of 
the oxidizer. To establish a combustion efficiency standard for thermal 
process sources, we reviewed the available data for CO2, CO, 
and THC emissions from sources controlled with thermal oxidizers that 
are comparable to the MACT floor technology. In addition to data from 
refractory products thermal process sources, data from another industry 
(asphalt roofing) were used to supplement the refractory products data. 
We believe that using data on asphalt roofing sources is valid because 
the exhaust stream characteristics and emission controls for the 
asphalt roofing sources are similar to those found in the refractory 
products industry.
    The data on CO2 emissions indicate that exhaust gas 
concentrations of CO2, corrected to 18 percent 
O2, for refractory products sources that are controlled to 
the MACT floor level typically are between 1.7 and 2.0 percent. The 
data on CO emissions indicate that thermal oxidizer outlet 
concentrations of 10 to 20 ppmvd are representative of CO 
concentrations from sources in the refractory products manufacturing 
industry with MACT floor level controls. The data on THC emissions 
indicate that thermal oxidizer outlet concentrations of 10 to 20 ppmvd 
are representative of THC concentrations from sources in the refractory 
products manufacturing industry with MACT floor level controls.
    Using the value of 1.7 percent CO2, and the midpoint 
values for 10 to 20 ppmvd CO and 10 to 20 ppmvd THC, we calculated the 
combustion efficiency to be 99.8 percent. On this basis, we believe 
that a combustion efficiency limit of 99.8 percent is achievable for 
refractory products thermal process sources that operate combustion-
based controls that are comparable to the MACT floor level of control. 
Our analysis of the available data indicates that a combustion 
efficiency of 99.8 percent is currently achieved by thermal process 
sources in the refractory products industry that are controlled to the 
level of the MACT floor. Data from asphalt roofing industry also 
demonstrate that sources with emission controls comparable to the MACT 
floor controls for the refractory products industry achieve a 99.8 
percent combustion efficiency. With a combustion efficiency limit, 
affected sources in the refractory products industry that are 
controlled with thermal oxidizers that operate below the floor level of 
control would have the option of increasing thermal oxidizer operating 
temperature in order to reduce CO and THC emissions, and thus increase 
the combustion efficiency and avoid having to install new emission 
controls.
    A combustion efficiency limit of 99.8 percent may not be an 
appropriate indicator of the floor level of organic emission control 
for some sources because combustion efficiency is largely a function of 
the CO2 concentration, and CO2 concentrations in 
thermal oxidizer exhaust streams vary from source to source. These 
variations can be attributed to differences in process operation, the 
amounts of CO2 entering the thermal oxidizer from the 
process exhaust stream, and the degree of combustion within the thermal 
oxidizer. As the CO2 concentration increases, the 
concentrations of CO and THC that correspond to a specified combustion 
efficiency limit also increase. For example, at 2.0 percent 
CO2, the sum of the THC and CO concentrations can be no more 
than 40 ppmvd to achieve a combustion efficiency of 99.8 percent. 
However, at 4.0 percent CO2, the source would meet 99.8 
percent combustion efficiency even if the sum of the THC and CO 
concentrations were 80 ppmvd. For this reason, we concluded that it was 
necessary to restrict the use of the combustion efficiency limit for 
sources with relatively high CO2 concentrations. To ensure 
that owners and operators of affected sources who choose to comply with 
this combustion efficiency limit are achieving good control, we decided 
to establish an upper limit of 3.0 percent CO2 for affected 
thermal process sources. In other words, demonstrating compliance with 
the combustion efficiency limit is an option only for sources that have 
exhaust gas CO2 concentrations equal to or less than 3.0 
percent (corrected to 18 percent O2) at the outlet of the 
control device (thermal or catalytic oxidizer). At 3.0 percent 
CO2, the combined concentrations of CO and THC can be as 
high as 60 ppmvd to achieve a combustion efficiency of 99.8 percent.
    As CO2 concentrations decrease, it becomes increasingly 
difficult to meet a specified combustion efficiency. For example, at 
1.0 percent CO2, the sum of the THC and CO concentrations 
can be no greater than 20 ppmvd to meet a combustion efficiency of 99.8 
percent. From the perspective of organic HAP emissions control, low 
CO2 concentrations do not present a problem because the 
lower the concentration of CO2, the higher the con