Browse by Year
/ 2002
/ June
/ Wednesday, June 26, 2002
[Federal Register: June 26, 2002 (Volume 67, Number 123)]
[Notices]
[Page 43169-43182]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr26jn02-104]
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DEPARTMENT OF LABOR
Office of Disability Employment Policy
Innovative Demonstration Grants for Youth With Disabilities
AGENCY: Office of Disability Employment Policy, Labor.
ACTION: Notice of Availability of Funds and Solicitation for Grant
Applications of Innovative Demonstration Grants for Youth with
Disabilities (SGA 02-12).
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SUMMARY: The U.S. Department of Labor (``DOL'' or ``Department''),
Office of Disability Employment Policy (``ODEP'') announces the
availability of $2.5 million to award competitive grants to fund model
demonstration programs designed to enhance the capacity of youth
programs working in coordination with the Workforce Investment Act
(WIA) (Pub. L. 105-220, 29 U.S.C. 2801 et seq.) to serve youth with
disabilities. Up to five competitive grants will be awarded in the
range of $350,000 to $500,000. These awards are for a two-year period
of performance. To be eligible, applicants must be local WIA grant
recipients, fiscal agents for such grant recipients, Local Workforce
Investment Boards (Local Boards), and/or competitively selected
eligible youth service providers with formal agreements with such
organizations.
Each grant must involve members of two specific groups in strategic
planning and implementation activities: Youth with disabilities
(including those with hidden disabilities such as psychiatric
disabilities, substance addiction, mental retardation and learning
disabilities), relevant experts in the field of young people with
disabilities (such as disability organizations, researchers, policy
makers, employers, family members and/or family organizations,
independent living centers, or service providers). Each grant must also
include a management and evaluation component. All forms necessary to
prepare an application are included in this Solicitation for Grant
Application (SGA.) If another copy of a Standard Form is needed, go
online to http://www.whitehouse.gov/OMB/grants/forms.html.
DATES: One (1) ink-signed original, complete grant application plus two
(2) copies of the Technical Proposal and two (2) copies of the Cost
Proposal must be submitted to the U.S. Department of Labor, Procurement
Services Center, Attention Grant Officer, Reference SGA 02-12, Room N-
5416, 200 Constitution Avenue, NW., Washington, DC 20210, not later
than 4:45 p.m., Eastern Daylight Savings Time (EDST), August 12, 2002.
Hand-delivered applications must be received by the Procurement
Services Center by that time.
ADDRESSES: Applications must be directed to the U.S. Department of
Labor, Procurement Services Center, Attention: Grant Officer, Reference
SGA 02-12, Room N-5416, 200 Constitution Ave., NW., Washington, DC
20210.
FOR FURTHER INFORMATION CONTACT: All applicants are advised that U.S.
mail delivery in the Washington, DC area has been erratic due to
concerns involving anthrax contamination. All applicants must take this
into consideration when preparing to meet the application deadline. It
is recommended that you confirm receipt of your application by
contacting Cassandra Willis, U.S. Department of Labor, Procurement
Services Center, telephone (202) 693-4570 (this is not a toll-free
number), prior to the closing deadline.
Acceptable Methods of Submission:
The application package must be received at the designated place by
the date and time specified or it will not be considered. Any
application received at the Office of Procurement Services Center after
4:45 p.m., EDST, August 12, 2002, will not be considered unless it is
received before the award is made and:
1. It was sent by registered or certified mail not later than the
fifth calendar day before August 12, 2002; or
2. It was sent by U.S. Postal Service Express Mail Next Day
Service-Post Office to Addressee, not later than 5:00 p.m. at the place
of mailing two (2) working days, excluding weekends and Federal
holidays, prior to August 12, 2002; or
3. It is determined by the Government that the late receipt was due
solely to mishandling by the Government after receipt at the U.S.
Department of Labor at the address indicated.
The only acceptable evidence to establish the date of mailing of a
late application sent by registered or certified mail is the U.S.
Postal Service postmark on the envelope or wrapper and on the original
receipt from the U.S. Postal Service. If the postmark is not legible,
an application received after the above closing time and date shall be
processed as if mailed late. ``Postmark'' means a printed, stamped or
otherwise placed impression (not a postage meter machine impression)
that is readily identifiable without further action as having been
applied and affixed by an employee of the U.S. Postal Service on the
date of mailing. Therefore, applicants should request the postal clerk
place a legible hand cancellation ``bulls-eye'' postmark on both the
receipt and the envelope or wrapper.
The only acceptable evidence to establish the time of receipt at
the U. S. Department of Labor is the date/time stamp of the Procurement
Services Center on the application wrapper or other documentary
evidence or receipt maintained by that office.
Applications sent by other delivery services, such as Federal
Express, UPS, etc., will also be accepted; however, the applicant bears
the responsibility of timely submission.
All applicants are advised that U.S. mail delivery in the
Washington, DC area has been erratic due to concerns involving anthrax
contamination. All applicants must take this into consideration when
preparing to meet the application deadline. Therefore, it is
recommended that you confirm receipt of your application by contacting
Cassandra Willis, U.S. Department of Labor, Procurement Services
Center, telephone (202) 693-4570, (this is not a toll-free number),
prior to the closing deadline. Persons who are deaf or hard of hearing
may contact the Department via the Federal Relay Service, (800) 877-
8339.
SUPPLEMENTARY INFORMATION:
I. Authority
Consolidated Appropriations Act, 2001, Pub. L. 106-554, 114 Stat.
2763, A-10, 29 U.S.C. 557(b); DOL, HHS, Education & Related Agencies
Appropriations Act, 2002, Pub L. 107-116, 115 Stat. 2177.
II. Background
The President's ``New Freedom Initiative'' is designed to increase
the number of people with disabilities who enter, re-enter, and remain
in the workforce. This initiative is dedicated to increasing investment
in, and access to, assistive technologies and expanding educational
opportunities in order to increase the ability of individuals with
disabilities to integrate into the workforce; and to promote increased
access into the community.\1\
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\1\ For more information about the New Freedom Initiative, go to
the White House web page at www.whitehouse.gov/news/
freedominitiative.
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A key to increasing the employment of people with disabilities is
to ensure that young people with disabilities are provided resources
and assistance to move from school to work, as opposed to becoming
dependent on welfare or other benefits programs. One way of
accomplishing this is to increase the
[[Page 43170]]
participation of youth with disabilities in mainstream workforce
development activities under the Workforce Investment Act of 1998
(WIA).
According to the U.S. Department of Education, the national high
school graduation rates (e.g. diplomas, GED, alternative certificates)
for students with disabilities are below that of youth without
disabilities. Nearly nine-tenths (88%) of students without disabilities
graduate, compared to only 62% of youth with disabilities.\2\ Moreover,
students with disabilities experience a school drop out rate that is 3
times greater than that for youth without disabilities--31% vs. 11%.
Youth with emotional disabilities experience an even higher drop out
rate of 54%. It is estimated that only one-third of young people with
disabilities who need job training receive it. Young people with
disabilities also have significantly lower rates of participation in
post-secondary education. Finally, the Social Security Administration
has found that many young people with disabilities who enter the
Supplementary Security Income (SSI)/Social Security Disability
Insurance (SSDI) rolls are likely to remain on the program rolls for
their entire lives.
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\2\ U.S. Department of Education, National Center on Education
Statistics, The Condition of Education 2000 in Brief, Jeanne H.
Nathanson NCES 2001-045, Washington, DC; U.S. Government Printing
Office, 2001 U.S. Department of Education, Office of Special
Education and Rehabilitation Services, Twenty-second Annual Report
to Congress on the Implementation of the Individuals with
Disabilities Act, Washington, DC, U.S. Government Printing Office,
2000.
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The federal/state vocational rehabilitation system is neither large
enough to serve, nor solely responsible for serving, all youth with
disabilities that depart the school system. According to the U.S.
Department of Education, each year approximately 500,000 young people
with disabilities leave our nation's schools. Vocational rehabilitation
programs are able to serve less than 40,000 of these young people with
disabilities. Many of the remaining 460,000 youth with disabilities are
potentially eligible for youth programs supported under WIA. One of the
most significant reforms under WIA section 129(c) [29 U.S.C. 2854(c)],
is the consolidation of the year-round youth program and the summer
youth program into a single formula-based funding stream. Under WIA,
each local workforce investment area must have a year-round youth
services strategy that incorporates summer youth employment
opportunities as one of ten required program elements (WIA section
129(c)(2), 20 CFR 644.410). The ten program elements reflect successful
youth development approaches and focus on the following four key
themes:
1. Improving educational achievement (including such elements as
tutoring, study skills training, and instruction leading to secondary
school completion, drop-out prevention strategies, and alternative
secondary school offerings);
2. Preparing for and succeeding in employment (including summer
employment opportunities, paid and unpaid work experience, and
occupational skills training);
3. Supporting youth (including supportive services needs, providing
adult mentoring, follow-up services, and comprehensive guidance and
counseling); and
4. Offering services intended to develop the potential of young
people as citizens and leaders (including leadership development
opportunities.)
WIA provides a variety of work preparation programs that can assist
youth with disabilities in achieving their career ambitions. The
potential is great for these programs to prepare eligible youth
participants with disabilities for employment. These services need to
be made available to young people with disabilities. Traditionally,
however, they are not recruited to participate in these programs. WIA
youth service providers may not be aware of the need to serve youth
with disabilities in their communities and may lack the resources to
develop strong partnerships and an equitable referral/assessment
system.
Moreover, vocational rehabilitation agencies, special education
agencies, and other agencies serving youth with disabilities may not be
aware of the potential for coordinating resources with WIA-based
programs. They may also be unaware of opportunities for creating
mechanisms for such programs to cooperate and support young people with
disabilities.
Currently, WIA-assisted youth programs report that difficulties in
identifying the number of youth with non-visible disabilities who
already participate in WIA-assisted youth programs hinders the long-
term success of these young people. Because the disabilities of many
youth go unidentified in WIA-assisted youth programs, the rate of their
failure may be higher than for those whose disabilities are evident.
The U.S. Department of Labor has determined that youth programs
must be strengthened to better serve young people with disabilities.
ODEP's vision incorporates providing technical assistance and support
designed to assist WIA-assisted youth programs to increase the capacity
of those programs to serve people with disabilities.
In order to accomplish this goal, a two-pronged approach will be
used. This approach includes:
1. Awarding grants designed to demonstrate and further develop the
capacity of WIA-assisted youth programs to serve youth with
disabilities; and,
2. Maintaining a technical assistance program to support capacity
building for various youth programs.
In combination, these activities contribute to achieving the goals
of the President's ``New Freedom Initiative''.
This SGA is designed to further the first of these activities. The
supporting national technical assistance program (the WIA Disability
Technical Assistance Consortia for Adults and Youth) was established in
October 2001 to help with the implementation of these demonstration
grants.
III. Purpose
This SGA supports model demonstration projects that develop,
implement, evaluate, and disseminate new or improved approaches that
generate knowledge, and promote best practices to WIA-assisted youth
programs. Its purpose is to increase participation and improve results
in those programs for young people with disabilities including those
with hidden disabilities such as psychiatric disabilities, substance
addiction, mental retardation, and learning disabilities.
For the purposes of this SGA, a youth with a disability is defined
as a youth aged 14 to 21 years old who (1) has a physical or mental
impairment that substantially limits one or more of his or her major
life activities or; (2) has a record of such an impairment; or; (3) is
regarded as having such an impairment.
The purpose of these demonstration projects is to help WIA-assisted
youth programs develop their capacity to serve youth with disabilities.
This capacity building will allow these programs to develop and further
demonstrate strategies and techniques to increase the participation of
youth with disabilities. These strategies and techniques can, in turn,
serve as models for similar WIA-assisted youth programs. These projects
will target youth both in- and out-of-school. As a result of these
demonstrations, and associated technical assistance efforts, ODEP
anticipates that all WIA-assisted youth programs will learn from and
follow these examples. This should result in a system-wide increase in
the successful participation of youth with disabilities in all WIA-
assisted youth programs.
[[Page 43171]]
Included in the objectives of these model demonstration projects is
a goal of building upon and enhancing the integrated youth development
approach envisioned under WIA, by incorporating knowledge of best
practices developed through 15 years of research from the fields of
rehabilitation, special education, maternal and child health, school-
to-work, and youth development as discussed in Section IV of this SGA.
Projects are required to collaborate with the WIA Disability
Technical Assistance Consortia for Adults and Youth (described above in
the Background Section) designed to provide assistance to other WIA-
assisted youth programs, in order to catalyze the systems changes
outlined in the SGA.
IV. Statement of Work
This SGA seeks proposals from organizations that will implement
demonstration projects designed to develop their WIA-assisted youth
program's capacity to increase its services to youth with disabilities
including those with non-visible disabilities such as psychiatric
disabilities, substance addiction, mental retardation, and learning
disabilities. The ultimate goal is to allow these programs to become
leaders in developing and further demonstrating strategies and
techniques to increase both the participation of and results for youth
with disabilities.
These grants are designed to enable WIA-assisted youth programs to
support those needed efforts to achieve improved service to youth with
disabilities in their existing programs. Grant funds may not be used to
provide direct service payments for youth with disabilities; existing
funding is to be used for this purpose. Rather, these funds are
intended to be used in ways which create system change or overall
program improvements to enable youth programs to more successfully
serve youth with disabilities.
Under this grant, grantees must serve at least 40 youth with
disabilities each year or, if the program has fewer than 200
participants, at least 20% of them must be participants with
disabilities.
Proposals must demonstrate how the grantee would develop,
implement, evaluate, and disseminate new or improved approaches to the
youth programs that generate knowledge and promote best practices, to
increase participation, and improve results in those programs for young
people with disabilities. In addition, grantees must participate in
technical assistance efforts designed to disseminate to other programs
their successful strategies and techniques for serving greater numbers
of youth with disabilities including those with non-visible
disabilities.
All grantees must operate demonstration projects that integrate the
four key themes and ten program elements of WIA-assisted youth
programs, listed at WIA section 129(c)(2) (20 CFR 644.410) discussed
above with one or more of the following best practice features:
1. Demonstrations focused on promoting effective structures,
policies, and practices to improve results for youth with disabilities
in WIA-assisted programs, including those with non-visible
disabilities, in areas such as admission, enrollment, assessment, staff
development, interagency coordination, etc.;
2. Demonstrations of effective service interventions and approaches
that help young people with disabilities to overcome barriers to
positive education and employment outcomes including such things as
illicit drug use;
3. Demonstrations that focus on the link between academic and
occupational skill standards; and on the integration of academic and
applied learning in real work settings;
4. Demonstrations that focus on supporting and accommodating young
people with disabilities in integrated, inclusive work, and work-
preparation environments at all times, especially if their educational
program has been delivered even partially in a segregated setting;
5. Demonstrations that focus on youth-centered planning and
development (e.g., assessment, choice, rights and responsibilities,
life skills, drop out prevention strategies, paid and unpaid work
experiences, leadership development, adult mentoring);
6. Demonstrations that focus on promoting physical and mental
health, substance abuse prevention, and the link between health and
positive educational and employment outcomes;
7. Demonstrations that focus on increasing the type of involvement
by business, family, and community, that create effective connections
to intermediaries with strong links to the job market and to local and
regional employers;
8. Demonstrations which develop and leverage linkages with other
state and local initiatives that provide services and supports for
young people with significant disabilities. Such initiatives may
include, but are not limited to, systems change efforts promoting
enduring systems improvement and comprehensive coordination; health
care; substance abuse prevention; housing; transportation; education;
supported employment; small business development; technology related
assistance; private foundations; faith-based initiatives; and
9. Demonstrations that research alternative methods of measuring
WIA performance outcomes that consider the various characteristics of
people with disabilities, including those with non-visible
disabilities.
Some examples of resources for information about WIA-assisted youth
program components and these best practice features can be located on
the following Web sites:
1. Employment and Training Administration (ETA) Office of Youth
Services Web site: www.doleta.gov/youth--services.
2. National Transition Alliance for Youth with Disabilities:
www.dssc.org/nta.
3. The Department of Health and Human Services, Maternal and Child
Health, ``Healthy and Ready to Work'' Web site: www.mchbhrtw.org.
4. National Youth Employment Coalition, Program and Effective
Practices Network (PEPNET) Web site: www.nyec.org.
5. National Center on Secondary Education and Transition Web site:
www.ici.edu.
6. The National Collaborative on Workforce and Disability Web site:
www.ncwd-youth.info/ig.html.
In addition, a model demonstration project must:
1. Provide a detailed management plan for project goals,
objectives, and activities;
2. Describe how they plan to comply with the employment
nondiscrimination and equal opportunity requirements of the various
laws listed in the assurances section, and how they plan to meet the
needs of individuals with disabilities from diverse cultures and/or
racial and ethnic groups;
3. Use rigorous quantitative or qualitative evaluation methods and
data;
4. Evaluate the model by using multiple measures of results to
determine the effectiveness of the model and its components or
strategies for continuous program improvements;
5. Produce detailed procedures and materials that would enable
others to replicate the model;
6. Communicate with appropriate audiences through means such as
technical assistance providers and disseminators, publications,
conference presentations, and/or a web site. (If the project maintains
a web site, it must include relevant information and documents in an
accessible form); and
7. Collaborate with appropriate Federal and state agencies and
[[Page 43172]]
programs, such as the Department of Health and Human Services Maternal
and Child Health Bureau, Children with Special Health Care Needs
Program, Health Care Financing Administration, Substance Abuse and
Mental Health Services Administration, Administration on Developmental
Disabilities, Social Security Administration, and the Department of
Education Office of Special Education and Rehabilitation Services.
Grantees must support the travel cost associated with sending at
least one representative to the annual ODEP Grantees' training
conference, to be held in Washington, DC.
The Department will arrange for an independent evaluation of
outcomes, impacts, and benefits of the demonstration projects. Grantees
must make records available to evaluation personnel, as specified by
the evaluator(s) under the direction of the Department.
V. Funding Availability
The period of performance will be 24 months from the date of
execution by the Government. Up to five (5) competitive grants will be
awarded in the range of $350,000 to $500,000. It is expected that the
funds used for this SGA will support the costs associated with the
development, implementation, and evaluation of a model demonstration
project for a youth program to significantly increase the numbers of
young people with disabilities participating and benefiting from
program activities. Projects can use the available funds to conduct a
variety of activities to support these models, such as outreach,
recruitment, staff training, strategic planning, assessment,
curriculum/materials development, career development, student-focused
planning, program alignment, partnership building, reasonable
accommodations, etc. Youth programs are required to use existing
funding to provide direct services to young people with disabilities.
VI. Eligible Applicants
To be eligible, applicants must be WIA grant recipients for a local
area, fiscal agents for such grant recipients, Local Boards, and/or
competitively selected eligible youth service providers. Each grantee
must involve members of two specific groups in strategic planning and
implementation activities: youth with disabilities, and relevant
experts in the field of young people with disabilities (such as
disability organizations, researchers, policy makers, employers, family
members and/or family organizations, independent living centers, or
service providers.)
According to section 18 of the Lobbying Disclosure Act of 1995, an
organization, as described in section 501(c)(4) of the Internal Revenue
Code of 1986, that engages in lobbying activities will not be eligible
for the receipt of federal funds constituting an award, grant, or loan.
See 2 U.S.C. 1611; 26 U.S.C. 501(c)(4).
VII. Application Contents
General Requirements--Two copies and an original of the proposal
must be submitted, one of which must contain an original signature.
Proposals must be submitted by the applicant only. There are three
required sections of the application. Requirements for each section are
provided in this application package.
Part I--Executive Summary
The Executive Summary must be no more than 2 single-spaced pages in
length giving a clear summary of the project narrative.
Part II--Project Narrative--(Appendices: Letters of Commitment/Support,
Resumes, etc.)
Applicants must include a project narrative that addresses the
Statement of Work in Part IV of this notice and the selection criteria
that are used by reviewers in evaluating the application.
You must limit the project narrative to the equivalent of no more
than fifty (50) pages using the following standard. This page limit
does not apply to Part I, the Executive Summary; Part III, the Project
Financial Plan (Budget); and, the Appendices (the assurances and
certifications, resumes, a bibliography or references, and the letters
of support). A page is 8.5" x 11" (on one side only) with one-inch
margins (top, bottom, and sides). All text in the application
narrative, including titles, headings, footnotes, quotations, and
captions, as well as all text in charts, tables, figures, and graphs
must be double-spaced (no more than three lines per vertical inch);
and, if using a proportional computer font, use no smaller than a 12-
point font, and an average character density no greater than 18
characters per inch (if using a non-proportional font or a typewriter,
do not use more than 12 characters per inch.)
Applicants must also include in Part II of the proposal a narrative
that addresses all of the Evaluation Criteria (section VIII below) that
will be used by reviewers in evaluating individual proposals.
Applicants shall collaborate with other research institutes,
centers, and studies and evaluations that are supported by DOL and
other relevant Federal agencies.
Part III Project Financial Plan (Budget)
Applications must include a detailed financial plan that identifies
by line item the budget plan designed to achieve the goals of this
grant. The Financial Plan must contain the SF-424, Application for
Federal Assistance, (Appendix A) and a Budget Information Sheet SF-424A
(Appendix B).
In addition, the budget must include on a separate page a detailed
cost analysis of each line item. Justification for administrative costs
must be provided. Approval of a budget by DOL is not the same as the
approval of actual costs. The individual signing the SF 424 on behalf
of the applicant must represent and be able to legally bind the
responsible financial and administrative entity for a grant should that
application result in an award. The applicant must also include the
Assurances and Certifications Signature Page (Appendix C).
VIII. Evaluation Criteria/Selection
A. Evaluation Criteria
The application must include appropriate information of the type
described below.
1. Significance of the Proposed Project (20 Points)
In determining the significance of the proposed project, the
Department considers the following factors:
a. The potential contribution of the proposed project to increase
knowledge or understanding of problems, issues, or effective strategies
for youth programs in serving young people with disabilities;
b. The extent to which the proposed project is likely to yield
findings that may be used by other appropriate agencies and
organizations;
c. The extent to which the proposed project involves the
development or demonstration of promising new strategies that build on,
or are alternatives to, existing strategies;
d. The likely utility of the products (such as information,
materials, processes, or techniques) that will result from the proposed
project, including the potential for the products' being used
effectively in a variety of other settings;
e. The extent to which the promising practices of the proposed
project are to be disseminated in ways that will enable others to use
the information or strategies;
f. The potential replicability (national significance) of the
proposed project or
[[Page 43173]]
strategies, including, as appropriate, the potential for implementation
in a variety of settings; and,
g. The importance or magnitude of the results which are likely to
be attained by the proposed project.
2. Quality of the Project Design (20 Points)
In evaluating the quality of the proposed project design, the
Department considers the following factors:
a. The extent to which the goals, objectives, and outcomes to be
achieved by the proposed project are clearly specified and measurable;
b. The extent to which the design of the proposed project is
appropriate to, and will successfully address, the needs of the target
population and other identified needs;
c. The extent to which the design of the proposed project can
measure methods for recruiting and serving youth with disabilities each
year;
d. The extent to which the proposal demonstration incorporates the
four key themes identified in Part IV, Statement of Work;
e. The extent to which the proposed project is designed to build
capacity and yield results that will extend beyond the period of this
grant;
f. The extent to which the design of the proposed project reflects
a review of disability related literature, up-to-date knowledge from
research and effective practice of youth-centered planning and youth
development principles and approaches, and the use of appropriate
methodological tools to ensure successful achievement of project
objectives;
g. The extent to which the proposed project will be coordinated
with similar or related efforts, and with other appropriate community,
state, and Federal resources;
h. The extent to which the applicant encourages involvement of
young people with disabilities, relevant experts, and organizations in
project activities; and,
i. The extent to which performance feedback and continuous
improvement are integral to the design of the proposed project.
3. Quality of Project Personnel (15 Points)
The Project Narrative must describe the proposed staffing of the
project and must identify and summarize the qualifications of the
personnel who will carry it out. The projects funded under this notice
must make positive efforts to employ and advance in employment
qualified individuals with disabilities in project activities. In
addition, the Department considers the qualifications, including
relevant education, training and experience of key project personnel as
well as the qualifications, including relevant training and experience
of project consultants or subcontractors. Resumes must be included in
the Appendices.
4. Adequacy of Resources (10 Points)
In evaluating the adequacy of resources for the proposed project,
the Department considers the following factors:
a. The adequacy of support, including facilities, equipment,
supplies, and other resources, from the applicant organization or the
lead applicant organization;
b. The relevance and demonstrated commitment of each partner in the
proposed project to the implementation and success of the project;
c. The extent to which the budget is adequate to support the
proposed project;
d. The extent to which the costs are reasonable in relation to the
objectives, design, and potential significance of the proposed project;
and
e. The extent to which the applicant proposes to leverage other
resources and funds, or to use these funds to leverage other funds.
The applicant may include letters of commitment from proposed
partners in the Appendix.
5. Quality of the Management Plan (20 points)
In evaluating the quality of the management plan for the proposed
project, the Department considers the following factors:
a. The extent to which the management plan for project
implementation achieves the objectives of the proposed project on time
and within budget, including clearly defined staff responsibilities,
and time allocated to project activities, time lines, milestones for
accomplishing project tasks and project deliverables;
b. The adequacy of mechanisms for ensuring high-quality products
and services from the proposed project; and,
c. The extent to which the time commitments of the project director
and/or principal investigator and other key project personnel are
appropriate and adequate to meet the objectives of the proposed
project.
6. Quality of the Project Evaluation (15 points)
In evaluating the quality of the project's evaluation design, the
Department considers the following factors:
a. The extent to which the methods of evaluation are thorough,
feasible, and appropriate to the goals, objectives, context, and
outcomes of the proposed project;
b. The extent to which the methods of evaluation provide for
examining the effectiveness of project implementation strategies;
c. The extent to which the methods of evaluation include the use of
objective performance measures that are clearly related to the intended
outcomes of the project and will produce quantitative and qualitative
data;
d. The extent to which the evaluation will provide information to
other youth programs about effective strategies suitable for
replication or testing in other settings; and,
e. The extent to which the methods of evaluation measure in both
quantitative and qualitative terms, program results and satisfaction of
youth with disabilities.
B. Selection Criteria
Acceptance of a proposal and an award of federal funds to sponsor
any program(s) is not a waiver of any grant requirement and/or
procedures. Grantees must comply with all applicable Federal statutes,
regulations, administrative requirements and OMB Circulars. For
example, the OMB circulars require, and an entity's procurement
procedures must require, that all procurement transactions shall be
conducted, as practical, to provide open and free competition. If a
proposal identifies a specific entity to provide the services, the
award does not provide the justification or basis to sole-source the
procurement, i.e., to avoid competition.
Applications will be reviewed by a panel using the criteria
described in this SGA. Applications will be ranked based on the score
assigned by the panel after careful evaluation by each panel member.
The ranking will be the primary basis to identify applicants as
potential grantees. Although the Government reserves the right to award
on the basis of the initial proposal submissions, the Government may
establish a competitive range, based upon the proposal evaluation, for
the purpose of selecting qualified applicants. The panel's conclusions
are advisory in nature and not binding on the Grant Officer. The
Government reserves the right to ask for clarification or hold
discussions, but is not obligated to do so. The Government further
reserves the right to select applicants out of rank order if such a
selection would, in its opinion, result in the most effective and
appropriate combination considering factors such as:
[[Page 43174]]
1. Findings of the grant technical evaluation panel
2. Geographic distribution of the competitive applications;
3. Assuring a variety of program designs; and,
4. The availability of funds.
IX. Reporting
Grantees must submit financial and participation reports under this
program as prescribed by OMB Circulars A-102 and A-110 as applicable.
See also 29 CFR parts 95 & 97. It is estimated that the quarterly
program report will take five (5) hours to complete. These include:
1. Financial Reports;
2. Quarterly and Final Program Results and Reports on the
Satisfaction of Youth with Disabilities;
3. Other Reporting (to Technical Assistance Service Providers,
etc.), as prescribed by DOL.
X. Administrative Provisions
A. Administrative Standards and Provisions
Grants awarded under this SGA are subject to the following:
29 CFR Part 95--Uniform Administrative Requirements for
Grants and Cooperative Agreements with Institutions of Higher
Education.
29 CFR Part 96--Federal Standards for Audit of Federally
Funded Grants, Contracts, and Agreements
29 CFR Part 97--Uniform Administrative Requirements for
Grants and Cooperative Agreements to State and Local Governments
The grant awarded under this SGA shall be subject to the following:
B. Allowable Costs
Determinations of allowable costs are made in accordance with the
following applicable Federal cost principles:
State and Local Government--OMB Circular A-87
Nonprofit Organizations--OMB Circular A-122
Profit-making Commercial Firms--48 CFR Part 31
Profit will not be considered an allowable cost in any case.
C. Grant Non-Discrimination Assurances
Each applicant must include an assurance that, as a condition of
the award, the applicant will comply fully with the nondiscrimination
and equal opportunity provisions of the following laws:
29 CFR part 31--Nondiscrimination in Federally-assisted
programs of the Department of Labor, effectuation of Title VI of the
Civil Rights Act of 1964. (Title VI of the Civil Rights Act of 1964)
29 CFR part 32--Nondiscrimination on the Basis of
Disability in Programs and Activities Receiving or Benefiting from
Federal Assistance. (Section 504 of the Rehabilitation Act)
29 CFR part 36--Nondiscrimination on the Basis of Sex in
Education Programs or Activities Receiving Federal Financial
Assistance. (Title IX of the Education Amendments of 1972)
29 CFR part 37 Implementation of the Nondiscrimination and
Equal Opportunity Provisions of the Workforce Investment Act of 1998
(WIA)
The applicant must include the attached assurances and
certifications.
D. Limitation on Administrative and Indirect Costs
1. Direct Costs for administration, plus any indirect charges
claimed.
2. Indirect costs claimed by the applicant must be based on a
federally approved rate. A copy of the negotiated, approved, and signed
indirect cost negotiation agreement must be submitted with the
application.
3. If the applicant does not presently have an approved indirect
cost rate, a proposed rate with justification may be submitted.
Successful applicants will be required to negotiate an acceptable and
allowable rate with the appropriate DOL Regional Office of Cost
Determination within 90 days of grant award.
4. Rates traceable and trackable through the State Workforce
Agency's Cost Accounting System represent an acceptable means of
allocating costs to DOL and, therefore, can be approved for use in
grants to State Workforce Agencies.
Signed at Washington, DC, this 18th day of June, 2002.
Lawrence J. Kuss,
Grant Officer.
APPENDIX A. Application for Federal Assistance, Form SF 424
APPENDIX B. Budget Information Sheet, Form SF 424A
APPENDIX C. Assurances and Certifications Signature Page
BILLING CODE 4510-CX-P
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[FR Doc. 02-16099 Filed 6-25-02; 8:45 am]
BILLING CODE 4510-CX-C
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